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Nina E. A. Reyes

CRD# 5547099·Registered 2011 - 2016
Previously Registered: Being a previously registered professional could mean that Nina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nina E. A. Reyes, who also goes by Nina A Reyes, Nina E Reyes, Nina Elizabeth Arce Reyes, Nina Reyes, was a registered financial advisor. Nina was a previously registered financial professional and started their career in finance 2011 - 2016. Nina had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nina A Reyes, Nina E Reyes, Nina Elizabeth Arce Reyes, Nina Reyes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

INSIGHT PRIVATE ADVISORS, LLC·CRD# 169017
RIA
Holmdel, NJ
March 18, 2014 - May 2, 2016
LPL FINANCIAL LLC·CRD# 6413
BD
Holmdel, NJ
March 13, 2014 - November 9, 2016
NEW ENGLAND SECURITIES·CRD# 615
RIA
Wall Township, NJ
May 16, 2012 - April 10, 2014
NEW ENGLAND SECURITIES·CRD# 615
BD
Wall Township, NJ
December 23, 2011 - April 10, 2014

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Current Firm

IP
INSIGHT PRIVATE ADVISORS, LLC

ABT FINANCIAL, LLC | TLC FINANCIAL, LLC | TLC DIVORCE, LLC | QUEST FINANCIAL SERVICES | PREMIER COLLEGE FUNDING | OPTIMUS RISK & FINANCIAL STRATEGIES, INC. | MOORE WEALTH MANAGEMENT, LLC | MIDSTREET ADVISORS | MAIN STREET PRIVATE ADVISORS | INSIGHT PRIVATE ADVISORS, LLC, PREMIER COLLEGE FUNDING | INSIGHT PRIVATE ADVISORS, LLC | HAMPTON SQUARE WEALTH MANAGEMENT | ARCHWAY WEALTH MANAGEMENT

CRD#: 169017 / SEC#: 801-78883

Contact Information

Main Address

745 Route 202/206 Suite 305, Bridgewater, NJ 08807

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (2/10/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2012About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2011About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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