Douglas Child
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Child was a registered financial advisor .
Douglas is a previously registered financial advisor and started their career in finance in 2008. Douglas had worked at 1 firm and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2008 - September 1, 2010
INSPHERE SECURITIES, INC.
August 8, 2008 - September 1, 2010
INSPHERE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSPHERE SECURITIES, INC.
CRD#: 136433 / SEC#: , 8-67011
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPHERE INSURANCE SOLUTIONS, INC. | SHAREHOLDER | |
| FUNKE, CHARLES FREDERICK II | DIRECTOR/PRESIDENT/CEO | 2574335 |
| MASON, JAMES CHRISTOPHER | DIRECTOR/ CHAIRMAN | 3008152 |
| MAUGHAN, MICHAEL PHILIP | FINOP/DIRECTOR/ VICE PRESIDENT | 4771751 |
| SERNETT, GREGORY CHARLES | CHIEF COMPLIANCE OFFICER/DIRECTOR | 2580939 |
| WEINLE, SHARON KAY | CHIEF OPERATIONS OFFICER/ DIRECTOR | 1207462 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
