Jonathan A. Brummel

SENTARA CAPITAL

Marietta, GA 30062

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CRD#: 5547036

Professional summary

Jonathan Andrew Brummel, who also goes by Jonathan Andrew Brummel N/a, is a registered financial advisor currently at SENTARA CAPITAL located in Marietta, Georgia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jonathan has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Andrew Brummel N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Brummel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2025 - Present

SENTARA CAPITAL

Office #1: 3225 Shallowford Road Ne Suite 900, Marietta, GA 30062

RIA

CRD#: 161132

Marietta, GA

Past

September 18, 2023 - November 3, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MARIETTA, GA

Past

September 14, 2023 - November 3, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MARIETTA, GA

Past

February 26, 2019 - September 7, 2023

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

MARIETTA, GA

Past

February 22, 2019 - September 7, 2023

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MARIETTA, GA

Past

July 16, 2015 - February 6, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LILBURN, GA

Past

February 7, 2014 - February 6, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LILBURN, GA

Past

November 5, 2013 - February 4, 2014

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ROSWELL, GA

Past

March 2, 2011 - May 31, 2012

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENTARA CAPITAL

CRD#: 161132 / SEC#: 801-119758

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Alabama

Registered Investment Advisory firm - (11/11/2020 Terminated)

Arizona

Registered Investment Advisory firm - (12/11/2012 Terminated)

Georgia

Registered Investment Advisory firm - (11/12/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (2/9/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2011

General Securities Representative Examination

Current Firm

SENTARA CAPITAL

CRD#: 161132 / SEC#: 801-119758

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Alabama

Registered Investment Advisory firm - (11/11/2020 Terminated)

Arizona

Registered Investment Advisory firm - (12/11/2012 Terminated)

Georgia

Registered Investment Advisory firm - (11/12/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (2/9/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (11/11/2020 Terminated)

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Contact information

Main Address

3225 Shallowford Road Ne Suite 900, Marietta, GA 30062

Mailing Address

Phone number

(770) 509-5305

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/5/2026)

Regulatory assets under management

Total Number of Accounts	493
AUM (Assets Under Management)	$ 119,566,470

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan A. Brummel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Brummel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

WELLS INVESTMENT SECURITIES,INC.

Primary Firm SEC Registration

SENTARA CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2015

Series 63

Date: 3/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2011

Current Firm

SENTARA CAPITAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SENTARA CAPITAL

TRUST BUT VERIFY

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