Brian P. Daley

QUASAR DISTRIBUTORS

Portland, ME 04101

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CRD#: 5546707

Professional summary

Brian P Daley, CIMA®, who also goes by Brian Daley, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Daley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian P Daley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 16, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

May 27, 2021 - May 17, 2024

CAIS CAPITAL LLC

CRD#: 154512

NEW YORK, NY

Past

March 22, 2018 - May 21, 2021

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

March 20, 2018 - May 21, 2021

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

April 4, 2016 - March 9, 2018

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

New York, NY

Past

August 24, 2015 - March 9, 2018

BNY MELLON SECURITIES CORPORATION

CRD#: 231

New York, NY

Past

April 16, 2013 - August 5, 2015

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

March 4, 2013 - August 5, 2015

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2025)

Delaware
(1/2/2025)

District of Columbia
(1/2/2025)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Kentucky
(1/2/2025)

Maryland
(1/2/2025)

New Jersey
(9/16/2024)

North Carolina
(1/2/2025)

Puerto Rico
(1/2/2025)

South Carolina
(1/2/2025)

Tennessee
(1/2/2025)

Virginia
(1/2/2025)

West Virginia
(1/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/29/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/1/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian P. Daley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian P Daley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAIS CAPITAL LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2013

SIE

Date: 10/1/2018

Series 3

Date: 12/29/2015

Series 7

Date: 3/1/2013

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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