Michael P. Brewer

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Austin, TX

Some features on this profile are disabled

CRD#: 5546428

Professional summary

Michael Patrick Brewer, CFA, who also goes by Patrick Brewer, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ADVISER GROWTH EXPERTS; NOT INVESTMENT RELATED; 8513 COBBLESTONE, AUSTIN, TX 78735; BUSINESS CONSULTING; PRESIDENT; OWNER; 1/2024; 20 HOURS PER MONTH; HELP FINANCIAL ADVISORS SUCCESSFULLY NAVIGATE THE CHALLENGES OF ACQUIRING, EXPANDING, AND SELLING THEIR FIRMS. I ALSO REFER FINANCIAL ADVISORS TO THIRD PARTIES FOR POTENTIAL TAMP, MERGERS, OR ACQUISITIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Brewer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 10292

AUSTIN, TX

Past

July 10, 2008 - June 10, 2010

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/4/2024)

IAR

Texas
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/8/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 S 108th Ave 3rd Floor, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	3,957
AUM (Assets Under Management)	$ 1,574,375,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael P. Brewer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Brewer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSOURCE®

SUREPATH WEALTH MANAGEMENT

JOURNEY ADVISORY GROUP, LLC

DFA SECURITIES LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

WEALTHPLAN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/2008

Series 7

Date: 8/25/2010

Series 6

Date: 7/8/2008

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors