Eric M. Jacobs

GLOBAL WEALTH STRATEGIES AND ASSOCIATES

DENVER, CO 80209

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CRD#: 5546214

Professional summary

Eric Martin Jacobs, AIF®, who also goes by Eric Jacobs, is a registered financial advisor currently at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC located in Denver, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Jacobs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: FAW HOLDINGS LLC INV REL: Y ADD: 8420 E 54TH DR DENVER CO 80238 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER, MEMBER MANAGER START DATE: 10/31/2019 No. HR/MO: 5-10. No. HR/MO DURING SEC TRADING: 0. (2) JJV, LLP: PERSONAL REAL ESTATE ENTITY. NOT INVESTMENT RELATED. LESS THAN 1% OF TIME SPENT EACH MONTH. (3) PJ-3, LLC: PERSONAL REAL ESTATE ENTITY. NOT INVESTMENT RELATED. LESS THAN 1% OF TIME SPENT EACH MONTH. (4) ALS ASSOCIATION ROCKY MOUNTAIN CHAPTER. BOARD OF DIRECTORS-VICE PRESIDENT. NOT INVESTMENT RELATED. NO COMPENSATION RECEIVED. NO CHECK WRITING AUTHORITY. (5) CLARK AVENUE HOLDINGS, LLC. MANAGING MEMBER. ENTITY USED FOR BOOKKEEPING PURPOSES FOR OWNERSHIP STAKE AT GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC. NOT INVESTMENT RELATED. START DATE: 08/2022. 0 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Martin Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 4, 2022 - Present

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Office #1: 3200 Cherry Creek South Drive Suite 700, Denver, CO 80209

RIA

CRD#: 316072

DENVER, CO

Past

March 23, 2015 - February 15, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Denver, CO

Past

February 25, 2015 - February 15, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Denver, CO

Past

August 22, 2012 - December 11, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

DENVER, CO

Past

August 22, 2012 - December 11, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

Past

April 26, 2012 - June 4, 2012

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

ENGLEWOOD, CO

Past

April 27, 2011 - December 31, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

ENGLEWOOD, CO

Past

April 27, 2011 - June 4, 2012

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Past

May 29, 2009 - April 28, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WESTMINSTER, CO

Past

May 29, 2009 - April 28, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WESTMINSTER, CO

Past

August 28, 2008 - February 18, 2009

EDWARD JONES

RIA

CRD#: 250

DENVER, CO

Past

August 1, 2008 - February 18, 2009

EDWARD JONES

CRD#: 250

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/4/2022)

IAR

Texas
(2/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2008

General Securities Representative Examination

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

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Contact information

Main Address

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209

Mailing Address

Phone number

(720) 420-4870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,623
AUM (Assets Under Management)	$ 369,633,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2025	Cover Page	Report
11/20/2024	Cover Page	Report
10/20/2023	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric M. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Martin Jacobs's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2008

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

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