Chad Leverone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Leverone, who also goes by Chad Steven Leverone, Chad Stevenn Leverone, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2009. Chad had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - October 6, 2016
ONE CHARLES PRIVATE WEALTH, LLC
November 16, 2015 - September 20, 2016
PURSHE KAPLAN STERLING INVESTMENTS
May 24, 2013 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2013 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2011 - May 22, 2013
MORGAN STANLEY
October 21, 2011 - May 22, 2013
MORGAN STANLEY
September 27, 2010 - July 8, 2011
ALLSPRING FUNDS MANAGEMENT, LLC
September 24, 2010 - July 8, 2011
ALLSPRING FUNDS DISTRIBUTOR, LLC
February 13, 2009 - March 2, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ONE CHARLES PRIVATE WEALTH, LLC
CRD#: 281121 / SEC#: 801-106681
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
