Jason E. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Edward Collier, who also goes by Jason Collier, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2008. Jason had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2013 - November 26, 2013
CCF INVESTMENTS, INC.
January 3, 2011 - October 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 23, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 23, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 3, 2009 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 3, 2009 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 27, 2008 - March 13, 2009
EDWARD JONES
August 4, 2008 - March 13, 2009
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
