Michael J. Vaccaro

GALLAGHER FIDUCIARY ADVISORS

New York, NY 10017

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CRD#: 5546045

Professional summary

Michael Joshua Vaccaro, who also goes by Michael Vaccaro, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in New York, New York and OSAIC WEALTH, INC. located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Vaccaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gallagher Fiduciary Advisors,LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;llc;head of business development;6/19/2023;160 hrs/month;130 hrs during trading;business development and recruiting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joshua Vaccaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2023 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 300 Madison Ave., Floor 28, New York, NY 10017

RIA

CRD#: 146509

New York, NY

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 300 Madison Ave Floor 28, New York, NY 10017

RIA

CRD#: 23131

New York, NY

Past

July 28, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Richmond, VA

Past

November 8, 2021 - May 19, 2023

F3LOGIC, LLC

RIA

CRD#: 289863

Homdel, NJ

Past

June 21, 2021 - October 11, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MORRISTOWN, NJ

Past

November 18, 2019 - December 10, 2021

MONTGOMERY WEALTH MANAGEMENT, LLC

RIA

CRD#: 299231

MORRISTOWN, NJ

Past

November 4, 2019 - June 30, 2021

M. S. HOWELLS & CO.

CRD#: 104100

MORRISTOWN, NJ

Past

April 8, 2014 - April 18, 2019

MORGAN STANLEY

RIA

CRD#: 149777

FLORHAM PARK, NJ

Past

June 3, 2013 - April 18, 2019

MORGAN STANLEY

CRD#: 149777

FLORHAM PARK, NJ

Past

July 15, 2010 - June 10, 2013

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

PRINCETON, NJ

Past

September 15, 2008 - May 25, 2010

NEW ENGLAND SECURITIES

CRD#: 615

WALL TOWNSHIP, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(9/8/2023)

New Jersey
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/3/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/29/2014

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Vaccaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joshua Vaccaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

F3LOGIC, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MONTGOMERY WEALTH MANAGEMENT, LLC

M. S. HOWELLS & CO.

MORGAN STANLEY

MORGAN STANLEY

DAVID LERNER ASSOCIATES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2014

Series 63

Date: 2/4/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2010

Series 6

Date: 9/11/2008

Series 10

Date: 6/3/2014

Series 9

Date: 4/29/2014

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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