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AF

Andrew T. Flis

PEREGRINE CAPITAL MANAGEMENT
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 5545541
AF

Professional summary

Andrew Thomas Flis is a registered financial advisor currently at PEREGRINE CAPITAL MANAGEMENT, LLC located in Minneapolis, Minnesota.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Flis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2023 - Present

PEREGRINE CAPITAL MANAGEMENT, LLC

Office #1: 800 Lasalle, Suite 1750, Minneapolis, MN 55402
RIA
CRD#: 110052
Minneapolis, MN
Past

October 15, 2014 - March 13, 2020

WILLIAM BLAIR

RIA
CRD#: 1252
CHICAGO, IL
Past

October 15, 2014 - March 13, 2020

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

July 6, 2010 - October 14, 2014

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
CHICAGO, IL
Past

December 27, 2009 - October 14, 2014

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PEREGRINE CAPITAL MANAGEMENT, LLC
PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE CAPITAL MANAGEMENT, LLC

CRD#: 110052 / SEC#: 801-21400

RIA
Registered Investment Advisory firm - (6/15/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/24/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/2/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 9/14/2010
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 8/17/2010
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/24/2009
General Securities Representative Examination

Current Firm

PC
PEREGRINE CAPITAL MANAGEMENT, LLC
PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE CAPITAL MANAGEMENT, LLC

CRD#: 110052 / SEC#: 801-21400

RIA
Registered Investment Advisory firm - (6/15/1984 Approved)
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Contact information

Main Address
800 Lasalle, Suite 1750, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 343-7600
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PEREGRINE CAPITAL MANAGEMENT ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts75
AUM (Assets Under Management)$ 4,255,751,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEREGRINE CAPITAL MANAGEMENT, LLC

CRD#: 110052Minneapolis, MN 55402

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