Ksenia D. Trikoz

FINGERLAKES WEALTH MANAGEMENT

Ithaca, NY 14850

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CRD#: 5545294

Professional summary

Ksenia Dmitrievna Trikoz, who also goes by Ksenia Verdiyan, is a registered financial advisor currently at FINGERLAKES WEALTH MANAGEMENT, INC. located in Ithaca, New York.

Ksenia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ksenia has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ksenia Verdiyan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Verdi Studio LLC - Business Owner - I photograph headshots and family portraits. - Not INV Related - At Ithaca, NY - Start Date 01/01/2016 - 10hrs/mth - 0hrs During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ksenia Dmitrievna Trikoz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2025 - Present

FINGERLAKES WEALTH MANAGEMENT, INC.

Office #1: 450 North Aurora Street, Ithaca, NY 14850

RIA

CRD#: 149709

Ithaca, NY

Past

December 6, 2024 - March 26, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

SYRACUSE, NY

Past

December 5, 2024 - March 26, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

SYRACUSE, NY

Past

May 12, 2022 - May 28, 2024

PLUM STREET ADVISORS, LLC

RIA

CRD#: 283917

Ithaca, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINGERLAKES WEALTH MANAGEMENT, INC.

FINGERLAKES WEALTH MANAGEMENT, INC. | FIREFLY ADVISOR | FINGERLAKES WEALTH MANAGEMENT, LLC.

CRD#: 149709 / SEC#: 801-69987

RIA

Registered Investment Advisory firm - (3/31/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/19/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/27/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2024

Securities Industry Essentials Examination

Current Firm

FINGERLAKES WEALTH MANAGEMENT, INC.

FINGERLAKES WEALTH MANAGEMENT, INC. | FIREFLY ADVISOR | FINGERLAKES WEALTH MANAGEMENT, LLC.

CRD#: 149709 / SEC#: 801-69987

RIA

Registered Investment Advisory firm - (3/31/2009 Approved)

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Contact information

Main Address

450 North Aurora Street, Ithaca, NY 14850

Mailing Address

Phone number

(607) 257-1008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,289
AUM (Assets Under Management)	$ 231,588,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ksenia D. Trikoz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ksenia Dmitrievna Trikoz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PLUM STREET ADVISORS, LLC

Primary Firm SEC Registration

FINGERLAKES WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/19/2024

Series 65

Date: 4/27/2022

Series 7TO

Date: 12/5/2024

SIE

Date: 12/5/2024

Current Firm

FINGERLAKES WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINGERLAKES WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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