Garrett S. Davis

STERLING CAPITAL MANAGEMENT LLC

Jupiter, FL 33411

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CRD#: 5545166

Professional summary

Garrett Stephen Davis, who also goes by Garrett Davis, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in Jupiter, Florida.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Garrett has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garrett Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Sterling Capital Management LLC; Investment Related; Jupiter, FL; Began 08/03/2020; Investment Adviser; Fixed Income Analyst/Director; Investment Analyst; 180 hours per month 2)Prokope Partners, LLC; Milton, FL; non investment related; Began 04/09/2018; Real Estate Rentals, President; Will attempt to buy, renovate, rent real estate properties; zero hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Stephen Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2020 - Present

STERLING CAPITAL MANAGEMENT LLC

Office #1: 150 Us Hgwy 1, Jupiter, FL 33411

RIA

CRD#: 135405

Jupiter, FL

Past

September 3, 2020 - December 31, 2024

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

Jupiter, FL

Past

November 19, 2018 - August 5, 2020

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

JUPITER, FL

Past

February 17, 2010 - September 14, 2018

SECUREVEST FINANCIAL GROUP

CRD#: 10100

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STERLING CAPITAL MANAGEMENT LLC

DE GARMO & KELLEHER INVESTMENT COUNSEL | STERLING CAPITAL MANAGEMENT LLC | STERLING CAPITAL MANAGEMENT

CRD#: 135405 / SEC#: 801-64257

RIA

Registered Investment Advisory firm - (6/2/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2010

General Securities Representative Examination

Current Firm

STERLING CAPITAL MANAGEMENT LLC

DE GARMO & KELLEHER INVESTMENT COUNSEL | STERLING CAPITAL MANAGEMENT LLC | STERLING CAPITAL MANAGEMENT

CRD#: 135405 / SEC#: 801-64257

RIA

Registered Investment Advisory firm - (6/2/2005 Approved)

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Contact information

Main Address

4350 Congress Street Suite 1000, Charlotte, NC 28209

Mailing Address

Phone number

(704) 927-4175

Established

Firm type

Fiscal year end

# of Employees

182

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STERLING CAPITAL MANAGEMENT ADV 2A_MARCH 26, 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,535
AUM (Assets Under Management)	$ 66,159,908,769

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/10/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Garrett S. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Stephen Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERLING CAPITAL DISTRIBUTORS, LLC

TRUIST ADVISORY SERVICES, INC.

SECUREVEST FINANCIAL GROUP

Primary Firm SEC Registration

STERLING CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2018

Series 63

Date: 3/29/2010

SIE

Date: 9/14/2018

Series 7

Date: 2/16/2010

Current Firm

STERLING CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STERLING CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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