SG
Sara J. Gawick
ILLUMINATION WEALTH MANAGEMENT
Nashua, NH
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CRD#: 5544959
SG
Professional summary
Sara Jane Gawick, CFP®, who also goes by Sara J Gawick, is a registered financial advisor currently at ILLUMINATION WEALTH MANAGEMENT located in Nashua, New Hampshire.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sara has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sara J Gawick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Jane Gawick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 10, 2022 - Present
ILLUMINATION WEALTH MANAGEMENT
RIA
CRD#: 149576
Nashua, NH
Past
August 16, 2018 - July 2, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HOUSTON, TX
Past
August 16, 2018 - July 2, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HOUSTON, TX
Past
May 20, 2016 - July 23, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ADDISON, TX
Past
March 23, 2016 - July 23, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ADDISON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(1/18/2024)
IAR
Texas(6/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
ILLUMINATION WEALTH MANAGEMENT
ILLUMINATION WEALTH | RINKEY INVESTMENTS | NAME 804 | ILLUMINATION WEALTH MANAGEMENT
CRD#: 149576 / SEC#: 801-122912
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)California
Registered Investment Advisory firm - (1/22/2022 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (12/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/12/2022 Terminated)Minnesota
Registered Investment Advisory firm - (12/23/2021 Terminated)New York
Registered Investment Advisory firm - (12/23/2021 Terminated)Texas
Registered Investment Advisory firm - (12/23/2021 Terminated)PREMIUM
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Contact information
Main Address
11622 El Camino Real Suite 100, San Diego, CA 92130
Mailing Address
Phone number
(858) 246-6855
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 377,317,683 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
