John H. Olivares
Professional summary
John Henry Olivares, who also goes by John H Olivares, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2017. John has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Henry Olivares's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105September 29, 2020 - June 7, 2022
ICE SECURITIES EXECUTION & CLEARING, LLC
May 10, 2019 - September 8, 2020
BOFA SECURITIES, INC.
July 8, 2017 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2022)
(8/16/2022)
(12/12/2022)
(12/12/2022)
(12/12/2022)
Exams
FINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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