Morgen B. Rochard

ORIGIN WEALTH ADVISERS

Austin, TX

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CRD#: 5544666

Professional summary

Morgen Beck Rochard, CFP®, who also goes by Morgen J Beck, Morgen Janna Beck, is a registered financial advisor currently at ORIGIN WEALTH ADVISERS located in Austin, Texas.

Morgen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Morgen has worked at 4 firms and has passed the Series 66, Series 3 and Series 7 exams.

Biography

Origin Wealth Advisers LLC (Origin) is a fee-only Registered Investment Advisor located in Austin TX and New York, NY. We work with clients both regionally and nationally to protect and grow wealth.

At Origin, we believe that personal finance should become an effortless, comfortable part of your life. Our work ensures that you feel good about your financial situation. Together, we work to set realistic goals and then we create an actionable plan so you can attain them. We help create both discipline and order around your finances so that you feel confident making decisions. 

Please reach out for more information.

Question & Answer

What are your service offerings?

Investment Planning

Employee and Employer Plan Ben...

Budgeting

Retirement Planning

Small Business Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Financial Psychology/Coaching

Insurance Related Issues

Investment Advice with Ongoing...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Morgen J Beck | Morgen Janna Beck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgen Beck Rochard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

June 8, 2016 - Present

ORIGIN WEALTH ADVISERS

RIA

CRD#: 171946

Austin, TX

Past

March 30, 2012 - August 18, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

September 24, 2010 - April 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 10, 2010 - April 2, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 6, 2008 - July 30, 2010

TRINITY DERIVATIVES GROUP, LLC

CRD#: 132927

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/2/2024)

IAR

New York
(4/1/2021)

IAR

Texas
(2/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 9/26/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/25/2008

General Securities Representative Examination

Current Firm

ORIGIN WEALTH ADVISERS

BECK, MORGEN J | ORIGIN WEALTH ADVISERS, LLC | ORIGIN WEALTH ADVISERS LLC | ORIGIN WEALTH ADVISERS

CRD#: 171946 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/2/2024 Approved)

New York

Registered Investment Advisory firm - (7/15/2014 Approved)

Texas

Registered Investment Advisory firm - (2/6/2020 Approved)

Washington

Registered Investment Advisory firm - (3/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Austin, TX

Mailing Address

15511 Highway 71 West Suite 110-494, Austin, TX 78738

Phone number

(917) 498-7493

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 67,960,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Morgen B. Rochard

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgen Beck Rochard's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN WEALTH ADVISERS

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRINITY DERIVATIVES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2010

Series 3

Date: 9/26/2012

Series 7

Date: 7/25/2008

Current Firm

ORIGIN WEALTH ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ORIGIN WEALTH ADVISERS

TRUST BUT VERIFY

Contact information

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