Nidia M. Flores
Professional summary
Nidia Marlene Flores, who also goes by Nidia M Flores, is a registered financial advisor currently at FLORES BAYNE LLC located in Mebane, North Carolina.
Nidia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nidia has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nidia Marlene Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2021 - Present
FLORES BAYNE LLC
November 4, 2013 - December 22, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 4, 2013 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 29, 2010 - November 7, 2013
EQUITABLE ADVISORS, LLC
November 17, 2009 - November 7, 2013
EQUITABLE ADVISORS, LLC
August 20, 2008 - October 26, 2009
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2021)
Exams
Current Firm
FLORES BAYNE LLC
CRD#: 312216 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 8,093,086 |
Red Flags
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