SV
Shaun R. Vaught
ADVISOR SHARE WEALTH MANAGEMENT
Manteca, CA
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CRD#: 5544292
SV
Professional summary
Shaun Robert Vaught is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Manteca, California.
Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shaun has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CHRISTIAN WORSHIP CENTER
INVESTMENT RELATED: NO
ADDRESS: 786 BUTTON AVE MANTECA CA 95336
NATURE OF BUSINESS: RELIGIOUS
START DATE: 12/1995
APX NUMBER OF HOURS PER WEEK: 20
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: PASTOR - CHURCH LEADERSHIP
2. NAME OF OTHER BUSINESS: VAUGHT AND MUELA INSURANCE SERVICES
INVESTMENT RELATED: yes
ADDRESS: 2291 WEST MARCH LANE SUITE D STOCKTON, CA 95207
NATURE OF BUSINESS: INSURANCE
START DATE: 08/01/2010
APX NUMBER OF HOURS PER WEEK: 25
APX NUMBER OF HOURS DURING TRADING HOURS: 25
BRIEF DESCRIPTION OF DUTIES: SELL AND SERVICE INSURANCE PRODUCTS
3. NAME OF OTHER BUSINESS: CAPITAL WEALTH MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 06/30/15
APX NUMBER OF HOURS PER WEEK: 25
APX NUMBER OF HOURS DURING TRADING HOURS: 25
BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES
4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 07/2015
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Robert Vaught's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
RIA
CRD#: 307997
Manteca, CA
Past
July 7, 2015 - June 15, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MANTECA, CA
Past
January 6, 2012 - July 5, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
RIPON, CA
Past
November 16, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
RIPON, CA
Past
October 24, 2008 - August 31, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
MERCED, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
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