Brooke D. Yaiser

OSAIC WEALTH

MIDDLEPORT, NY 14105

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CRD#: 5544233

Professional summary

Brooke Danielle Yaiser, who also goes by Brooke Danielle Gypson, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Middleport, New York.

Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Brooke has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Brooke Danielle Gypson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2023 ADDRESS: 15 Main Street, Middleport NY 14105, United States DESCRIPTION: Marketing name for securities and insurance business. 2. MICHELLE'S MEMORIAL, INC. POSITION: President NATURE: 501(c)3 Non-Profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2022 ADDRESS: 5432 Royalton Center Road, Middleport NY 14105, United States DESCRIPTION: Oversee the organization, meet with the Board of Directors quarterly, give out scholarships and direct the annual 5K every fall. 3. ROYALTON HARTLAND HIGH SCHOOL POSITION: Musical Stage Manager/Producer/AV Production & Cross Country/Track & Field Coach NATURE: School District INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2023 ADDRESS: 54 State Street, Middleport NY 14105, United States DESCRIPTION: One of the Directors of the Royalton-Hartland Musical in the capacity of the Stage Manager and one of the Producers. I assist in the production of the musical as a whole and operate the entire backstage with a crew of students. In addition, I am one of the Coaches for the Cross Country and Track & Field teams. 4. ROY-HART MUSIC PARENTS CLUB POSITION: Secretary NATURE: Roy-Hart Music Parents Club is a 501(c)(3) Organization INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2024 ADDRESS: 8457 Ernest Road, Gasport NY 14067, United States DESCRIPTION: Acting Secretary for the club where I write and maintain Meeting Minutes as well as communicate with members. 5. MICHELLE'S MEMORIAL, INC. POSITION: President NATURE: 501(c)3 Non-Profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2022 ADDRESS: 5432 Royalton Center Road, Middleport NY 14105, United States DESCRIPTION: Oversee the organization, meet with the Board of Directors quarterly, give out scholarships and direct the annual 5K every fall.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Danielle Yaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brooke Danielle Yaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 15 Main Street, Middleport, NY 14105

RIA

CRD#: 23131

MIDDLEPORT, NY

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 15 Main Street, Middleport, NY 14105

RIA

CRD#: 23131

MIDDLEPORT, NY

Past

May 15, 2023 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

MIDDLEPORT, NY

Past

May 15, 2023 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

MIDDLEPORT, NY

Past

September 14, 2017 - May 16, 2023

OSAIC FA, INC.

RIA

CRD#: 3978

MIDDLEPORT, NY

Past

March 21, 2014 - May 16, 2023

OSAIC FA, INC.

CRD#: 3978

MIDDLEPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2025)

California
(6/18/2025)

Colorado
(6/18/2025)

Florida
(9/1/2023)

Georgia
(6/18/2025)

Hawaii
(6/18/2025)

Illinois
(2/24/2025)

Louisiana
(9/1/2023)

Maine
(6/18/2025)

Mississippi
(6/18/2025)

Nevada
(6/18/2025)

New Hampshire
(9/1/2023)

New Jersey
(1/2/2025)

New York
(9/1/2023)

IAR

New York
(9/1/2023)

North Carolina
(9/1/2023)

Oregon
(6/18/2025)

Pennsylvania
(9/1/2023)

Rhode Island
(6/18/2025)

South Carolina
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(10/25/2024)

Vermont
(5/28/2025)

Virginia
(6/18/2025)

Washington
(10/4/2024)

Wisconsin
(6/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/30/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 3/20/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 1/18/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 1/15/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	850,797
AUM (Assets Under Management)	$ 234,858,518,740

Disclosures

Regulatory Event	51
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brooke D. Yaiser

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Danielle Yaiser's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brooke Danielle Yaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/30/2017

Series 63

Passed: 3/20/2014

SIE

Passed: 10/1/2018

Series 7

Passed: 1/18/2017

Series 6

Passed: 1/15/2014

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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