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JS

Justin D. Stevens

O'KEEFE STEVENS ADVISORY
Rochester, NY
Some features on this profile are disabled
CRD#: 5544125
JS

Professional summary

Justin Dean Stevens, CFP® is a registered financial advisor currently at O'KEEFE STEVENS ADVISORY, INC. located in Rochester, New York.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Justin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Dean Stevens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

May 9, 2019 - Present

O'KEEFE STEVENS ADVISORY, INC.

RIA
CRD#: 286338
Rochester, NY
Past

April 3, 2009 - March 28, 2017

SAGE, RUTTY & CO., INC.

RIA
CRD#: 3254
ROCHESTER, NY
Past

March 5, 2009 - March 28, 2017

SAGE, RUTTY & CO., INC.

BD
CRD#: 3254
ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OS
O'KEEFE STEVENS ADVISORY, INC.
O'KEEFE STEVENS ADVISORY, INC.

CRD#: 286338 / SEC#: 801-109944

RIA
Registered Investment Advisory firm - (2/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/2/2021)
IAR
Texas
(5/9/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/26/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/4/2009
General Securities Representative Examination

Current Firm

OS
O'KEEFE STEVENS ADVISORY, INC.
O'KEEFE STEVENS ADVISORY, INC.

CRD#: 286338 / SEC#: 801-109944

RIA
Registered Investment Advisory firm - (2/8/2017 Approved)
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Contact information

Main Address
Rochester, NY
Mailing Address
Phone number
(585) 340-6538
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

O'KEEFE STEVENS ADVISORY, INC. FORM ADV, PART 2 (1/12/2026)

Regulatory assets under management

Total Number of Accounts943
AUM (Assets Under Management)$ 585,621,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

O'KEEFE STEVENS ADVISORY, INC.

CRD#: 286338Rochester, NY

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