JR
John - Dylan Romann
BLACKROCK INVESTMENT MANAGEMENT
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 5544086
JR
Professional summary
John - Dylan Romann, CIMA®, who also goes by John-dylan Romann, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Princeton, New Jersey and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
John - Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John - Dylan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John-Dylan Romann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); Investment Related; Stamford, CT; 03/2024; Sales Distribution; Regional VP, Market Leader; 160 Hours/Month.
CRS (Client Relationship Summary) - RIA
Click below to view John - Dylan Romann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 9, 2025 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 1 University Square Drive, Princeton, NJ 08540Office #2: 227 W. Monroe Street, Chicago, IL 60606RIA
CRD#: 108928
Princeton, NJ
Current
July 9, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606BD
CRD#: 38642
CHICAGO, IL
Past
August 29, 2024 - June 25, 2025
GRAYSCALE SECURITIES, LLC
BD
CRD#: 305907
STAMFORD, CT
Past
June 17, 2024 - June 25, 2025
GRAYSCALE ADVISORS
RIA
CRD#: 314868
Tampa, FL
Past
April 26, 2024 - August 29, 2024
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
January 25, 2018 - October 2, 2023
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Everett, MA
Past
January 25, 2018 - October 2, 2023
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
ATLANTA, GA
Past
April 27, 2017 - December 26, 2017
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
WATKINSVILLE, GA
Past
July 26, 2016 - January 2, 2018
STADION MONEY MANAGEMENT, LLC
RIA
CRD#: 112608
WATKINSVILLE, GA
Past
July 31, 2014 - November 21, 2016
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
WATKINSVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2025)
RR
Alaska(7/9/2025)
RR
Arizona(7/9/2025)
RR
Arkansas(7/9/2025)
RR
California(7/9/2025)
RR
Colorado(7/9/2025)
RR
Connecticut(7/9/2025)
RR
Delaware(7/9/2025)
RR
District of Columbia(7/9/2025)
RR
Florida(7/9/2025)
RR
Georgia(7/9/2025)
RR
Hawaii(7/9/2025)
RR
Idaho(7/9/2025)
RR
Illinois(7/9/2025)
IAR
Illinois(7/10/2025)
RR
Indiana(7/9/2025)
RR
Iowa(7/9/2025)
RR
Kansas(7/9/2025)
RR
Kentucky(7/9/2025)
RR
Louisiana(7/9/2025)
RR
Maine(7/9/2025)
RR
Maryland(7/9/2025)
RR
Massachusetts(7/9/2025)
RR
Michigan(7/9/2025)
RR
Minnesota(7/9/2025)
IAR
Minnesota(7/9/2025)
RR
Mississippi(7/9/2025)
RR
Missouri(7/9/2025)
RR
Montana(7/9/2025)
RR
Nebraska(7/9/2025)
RR
Nevada(7/9/2025)
RR
New Hampshire(7/9/2025)
RR
New Jersey(7/9/2025)
IAR
New Jersey(7/9/2025)
RR
New Mexico(7/9/2025)
RR
New York(7/9/2025)
RR
North Carolina(7/14/2025)
RR
North Dakota(7/9/2025)
RR
Ohio(7/9/2025)
RR
Oklahoma(7/9/2025)
RR
Oregon(7/9/2025)
RR
Pennsylvania(7/9/2025)
RR
Puerto Rico(7/9/2025)
RR
Rhode Island(7/9/2025)
RR
South Carolina(7/9/2025)
RR
South Dakota(7/9/2025)
RR
Tennessee(7/9/2025)
RR
Texas(7/9/2025)
RR
Utah(7/9/2025)
RR
Vermont(7/9/2025)
RR
Virgin Islands(7/9/2025)
RR
Virginia(7/9/2025)
RR
Washington(7/9/2025)
RR
West Virginia(7/9/2025)
RR
Wisconsin(7/9/2025)
RR
Wyoming(7/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928Princeton, NJ 08540TRUST BUT VERIFY
Monitor John - Dylan Romann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
