Henry L. Murray

DEER PARK ROAD MANAGEMENT COMPANY, LP

Steamboat Springs, CO 80487

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CRD#: 5543965

Professional summary

Henry Lohmann Murray III, CFA, who also goes by Harry Lohmann Murray (iii), is a registered financial advisor currently at DEER PARK ROAD MANAGEMENT COMPANY, LP located in Steamboat Springs, Colorado.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Henry has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harry Lohmann Murray (iii)

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Lohmann Murray III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 2, 2015 - Present

DEER PARK ROAD MANAGEMENT COMPANY, LP

Office #1: 1195 Bangtail Way, Steamboat Springs, CO 80487

RIA

CRD#: 140370

Steamboat Springs, CO

Past

January 10, 2012 - June 7, 2012

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEW YORK, NY

Past

August 23, 2011 - December 31, 2015

FOGEL NEALE WEALTH MANAGEMENT, LLC

RIA

CRD#: 149329

NEW YORK, NY

Past

October 13, 2010 - March 14, 2011

CONSOLIDATED RESEARCH LLC

CRD#: 124156

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEER PARK ROAD MANAGEMENT COMPANY, LP

CRD#: 140370 / SEC#: 801-74577

RIA

Registered Investment Advisory firm - (4/26/2012 Approved)

Colorado

Registered Investment Advisory firm - (9/10/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2010

General Securities Representative Examination

Current Firm

DEER PARK ROAD MANAGEMENT COMPANY, LP

CRD#: 140370 / SEC#: 801-74577

RIA

Registered Investment Advisory firm - (4/26/2012 Approved)

Colorado

Registered Investment Advisory firm - (9/10/2012 Terminated)

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Contact information

Main Address

1195 Bangtail Way, Steamboat Springs, CO 80487

Mailing Address

Phone number

(970) 457-4340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (DPRMC) 2025.03.31 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 3,686,280,050

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry L. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Lohmann Murray III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEER PARK ROAD MANAGEMENT COMPANY, LP

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

FOGEL NEALE WEALTH MANAGEMENT, LLC

CONSOLIDATED RESEARCH LLC

Primary Firm SEC Registration

DEER PARK ROAD MANAGEMENT COMPANY, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2011

Series 7

Date: 10/12/2010

Current Firm

DEER PARK ROAD MANAGEMENT COMPANY, LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEER PARK ROAD MANAGEMENT COMPANY, LP

TRUST BUT VERIFY

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