Carl E. Howe

BROOKSTONE WEALTH ADVISORS

Mckinney, TX 75070

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CRD#: 5543911

Professional summary

Carl Elgus Howe is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Mckinney, Texas.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Carl has worked at 7 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Val-Trust Financial Group, LLC; Yes Investment Related; 5900 S. Lake Forest, Suite 300, McKinney, TX 75070; Insurance Sales; POSITION; Agent & Investment Advisor Representative; START DATE: 01/2009; Approx. 120 hours a month; Approx. 30 hours during trading; Insurance Sales and Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Elgus Howe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 5900 S Lake Forest Suite 300, Mckinney, TX 75070

RIA

CRD#: 137658

Mckinney, TX

Past

July 13, 2023 - January 29, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

McKinney, TX

Past

July 12, 2019 - February 8, 2023

EAGLE FINANCIAL ADVISORS, LLC

RIA

CRD#: 167696

FRISCO, TX

Past

November 3, 2016 - July 11, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Frisco, TX

Past

January 6, 2015 - November 4, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Plano, TX

Past

October 15, 2009 - January 2, 2015

VAL-TRUST CAPITAL PARTNERS, LLC

RIA

CRD#: 150835

DALLAS, TX

Past

June 9, 2008 - March 4, 2009

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2008

Uniform Investment Adviser Law Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl E. Howe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Elgus Howe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

AE WEALTH MANAGEMENT, LLC

EAGLE FINANCIAL ADVISORS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

VAL-TRUST CAPITAL PARTNERS, LLC

PEAK AMERICAN INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2008

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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