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NB

Natalie S. Barber

Some features on this profile are disabled
CRD#: 5543380
NB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Natalie Simons Barber, CFP®, who also goes by Natalie Diane Simons, was a registered financial professional .

Natalie is a previously registered financial professional and started their career in finance in 2009. Natalie had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Natalie Diane Simons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Simons is the founder and owner of Four E's Financial Planning, LLC, which is located at 2716 Cove Circle, Atlanta, Georgia, 30319. She founded this company in August 2017 to provide financial literacy and education programs in the Atlanta area. She is responsible for all of the firm's business activities (i.e., website, presentations, technology, accounting and marketing). Ms. Simons spends 40 to 60 hours per/month on this business, of which 30 - 40 hours per/month are during securities trading hours. No financial planning or investment advisory services are provided through Four E's Financial Planning, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Past

June 19, 2018 - January 5, 2024

HOLCOMBE FINANCIAL, INC.

RIA
CRD#: 142238
ATLANTA, GA
Past

January 7, 2016 - November 24, 2017

REDWOOD WEALTH MANAGEMENT, LLC

RIA
CRD#: 148284
ALPHARETTA, GA
Past

July 31, 2014 - November 4, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
ATLANTA, GA
Past

July 31, 2014 - November 4, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
ATLANTA, GA
Past

October 31, 2012 - August 4, 2014

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
ATLANTA, GA
Past

October 30, 2012 - August 4, 2014

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
ATLANTA, GA
Past

September 22, 2009 - October 18, 2012

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
ATLANTA, GA
Past

September 10, 2009 - October 18, 2012

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HOLCOMBE FINANCIAL, INC.
HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA
Registered Investment Advisory firm - (11/30/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/13/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/23/2008
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/9/2009
General Securities Representative Examination

Current Firm

HF
HOLCOMBE FINANCIAL, INC.
HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA
Registered Investment Advisory firm - (11/30/2006 Approved)
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Contact information

Main Address
4151 Ashford Dunwoody Road Suite 165, Atlanta, GA 30319
Mailing Address
Phone number
(404) 257-3317
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOLCOMBE FINANCIAL, INC. - BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts694
AUM (Assets Under Management)$ 379,390,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLCOMBE FINANCIAL, INC.

CRD#: 142238

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