Aaron J. Bert

CERTIFIED ADVISORY CORP

Altamonte Springs, FL 32714-2033

Some features on this profile are disabled

CRD#: 5543320

Professional summary

Aaron Joseph Bert, AIF®, CFP® is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Altamonte Springs, Florida.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RIA - Certified Advisory Corp - advisor, paraplanner, money manager, principal since 08/31/2008 agent - 2. Certified Insurance Corp - rep is agent and President. 3. Certified Financial Group - President

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Joseph Bert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 3, 2011 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

RIA

CRD#: 120990

Altamonte Springs, FL

Current

March 29, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

CRD#: 42150

Altamonte Springs, FL

Past

January 5, 2011 - September 30, 2019

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

ALTAMONTE SPRINGS, FL

Past

July 14, 2008 - September 28, 2022

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

ALTAMONTE SPRINGS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/22/2023)

IAR

Florida
(10/3/2011)

Florida
(3/29/2021)

Georgia
(5/26/2021)

Illinois
(5/26/2021)

Maine
(5/27/2021)

Maryland
(5/26/2021)

New Mexico
(5/26/2021)

New York
(5/26/2021)

North Carolina
(5/26/2021)

Ohio
(5/26/2021)

Pennsylvania
(5/26/2021)

South Carolina
(5/26/2021)

Texas
(5/26/2021)

Virginia
(5/26/2021)

Washington
(5/26/2021)

Wyoming
(5/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/10/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/30/2010

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bruce Western

CREATIVE FINANCIAL DESIGNS, INC.

IAR

CEDAR RAPIDS, IA

Melissa Grass

FREEDOM FINANCIAL ADVISORS, LLC

IAR

South Charleston, WV

Daniel Fisher

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron J. Bert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Joseph Bert's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/2013

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2010

Series 6

Date: 7/12/2008

Series 24

Date: 9/20/2011

Series 28

Date: 12/30/2010

FINRA

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

Similar Advisors