John M. Hennessey

WEALTHFORGE SECURITIES

Dallas, TX 75201

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CRD#: 5543318

Professional summary

John M Hennessey, who also goes by John Hennessey, John M Hennessey, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Dallas, Texas.

John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Hennessey | John M Hennessey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John M Hennessey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2024 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 910 S Pearl Expressway Suite 7, Dallas, TX 75201

CRD#: 152550

Dallas, TX

Past

May 22, 2023 - June 12, 2023

CHICAGO ATLANTIC ADVISERS, LLC

RIA

CRD#: 311619

Dallas, TX

Past

August 18, 2021 - June 15, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Dallas, TX

Past

February 25, 2020 - May 29, 2020

YIELDSTREET MARKETS LLC

CRD#: 172295

NEW YORK, NY

Past

July 29, 2013 - January 15, 2020

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

June 5, 2013 - January 15, 2020

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/14/2024)

Alaska
(8/16/2024)

Arizona
(8/21/2024)

Arkansas
(8/15/2024)

California
(8/13/2024)

Colorado
(8/14/2024)

Connecticut
(8/13/2024)

Delaware
(8/21/2024)

District of Columbia
(8/28/2024)

Florida
(8/14/2024)

Georgia
(8/14/2024)

Hawaii
(8/15/2024)

Idaho
(8/13/2024)

Illinois
(8/16/2024)

Indiana
(8/14/2024)

Iowa
(8/20/2024)

Kansas
(8/16/2024)

Kentucky
(8/14/2024)

Louisiana
(8/20/2024)

Maine
(8/13/2024)

Maryland
(8/26/2024)

Massachusetts
(8/13/2024)

Michigan
(8/15/2024)

Minnesota
(8/14/2024)

Mississippi
(8/15/2024)

Missouri
(8/13/2024)

Montana
(8/19/2024)

Nebraska
(8/13/2024)

Nevada
(8/14/2024)

New Hampshire
(8/16/2024)

New Jersey
(8/14/2024)

New Mexico
(8/14/2024)

New York
(8/15/2024)

North Carolina
(8/16/2024)

North Dakota
(8/19/2024)

Ohio
(8/13/2024)

Oklahoma
(8/14/2024)

Oregon
(8/14/2024)

Pennsylvania
(8/14/2024)

Puerto Rico
(8/29/2024)

Rhode Island
(8/15/2024)

South Carolina
(8/14/2024)

South Dakota
(8/21/2024)

Tennessee
(8/14/2024)

Texas
(8/14/2024)

Utah
(8/13/2024)

Vermont
(8/14/2024)

Virgin Islands
(8/20/2024)

Virginia
(8/14/2024)

Washington
(8/14/2024)

West Virginia
(8/21/2024)

Wisconsin
(8/13/2024)

Wyoming
(8/13/2024)

Exams

State Security Law Exam

Series 63

Date: 8/8/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEALTHFORGE HOLDINGS, INC.	PARENT
ARLES, DONNA DIPIETRO	CFO, PFO, POO	6489389
RAPER, JAMES LEROY JR	CCO, COO	5721253
ROBBINS, GEORGE WILLIAM IV	CEO	2440106

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Hennessey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John M Hennessey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHICAGO ATLANTIC ADVISERS, LLC

FORESIDE FUND SERVICES, LLC

YIELDSTREET MARKETS LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/2024

Series 66

Date: 7/25/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2013

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WEALTHFORGE SECURITIES, LLC

TRUST BUT VERIFY

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