Aaron C. Reynolds

STRATEGICPOINT INVESTMENT ADVISORS LLC

Providence, RI 02903-1004

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CRD#: 5543241

Professional summary

Aaron Charles Reynolds is a registered financial advisor currently at STRATEGICPOINT INVESTMENT ADVISORS LLC located in Providence, Rhode Island.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Aaron has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Charles Reynolds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2011 - Present

STRATEGICPOINT INVESTMENT ADVISORS LLC

Office #1: 294 West Exchange Street, Providence, RI 02903-1004

RIA

CRD#: 124636

Providence, RI

Past

April 18, 2011 - September 27, 2017

STRATEGIC POINT SECURITIES, LLC

CRD#: 124753

PROVIDENCE, RI

Past

August 19, 2008 - April 19, 2011

CITIZENS SECURITIES, INC.

CRD#: 39550

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(8/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2008

General Securities Representative Examination

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

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Contact information

Main Address

294 West Exchange Street, Providence, RI 02903-1004

Mailing Address

Phone number

(401) 273-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 3.31.2025 FINAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,963
AUM (Assets Under Management)	$ 806,366,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/26/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Aaron C. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Charles Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC POINT SECURITIES, LLC

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

STRATEGICPOINT INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2011

Series 63

Date: 9/29/2008

SIE

Date: 9/27/2017

Series 7

Date: 8/18/2008

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGICPOINT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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