Tim C. Brasel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tim Charles Brasel, who also goes by Tim C Brasel, was a registered financial professional .
Tim is a previously registered financial professional and started their career in finance in 2013. Tim had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2019 - January 6, 2021
STILLPOINT CAPITAL, LLC
March 5, 2014 - September 11, 2017
HIGHBANK SECURITIES LLC
November 13, 2013 - February 21, 2014
QUASAR DISTRIBUTORS, LLC
February 27, 2013 - September 12, 2013
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
