Jeffrey M. Jones

FOOTHILLS ADVISORS

CAVE CREEK, AZ 85331

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CRD#: 5542768

Professional summary

Jeffrey Michael Jones is a registered financial advisor currently at FOOTHILLS ADVISORS, LLC located in Cave Creek, Arizona.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeffrey Jones has a financial affiliated business as an insurance agent with Foothills Insurance Group, LLC. In addition, he is the owner of a rental property, Duck Pond Lane, LLC. Approximately 25% of his time is spent on these activities. He may offer Clients services from these activities. As an insurance agent, he may receive separate yet typical compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2018 - Present

FOOTHILLS ADVISORS, LLC

Office #1: 6702 E Cave Creek Road #4, Cave Creek, AZ 85331

RIA

CRD#: 298408

CAVE CREEK, AZ

Past

July 24, 2017 - October 17, 2018

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 287909

PHOENIX, AZ

Past

November 20, 2013 - August 18, 2017

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 158107

PHOENIX, AZ

Past

August 29, 2012 - December 3, 2013

TMG WEALTH ADVISORS, INC.

RIA

CRD#: 155180

BEAVERTON, OR

Past

March 21, 2012 - November 4, 2013

TRIAD ADVISORS LLC

CRD#: 25803

CAREFREE, AZ

Past

January 3, 2011 - March 23, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CAVE CREEK, AZ

Past

January 3, 2011 - March 23, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CAVE CREEK, AZ

Past

September 15, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CAVE CREEK, AZ

Past

August 27, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

CAVE CREEK, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/2008

General Securities Representative Examination

Current Firm

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

6702 E Cave Creek Road #4, Cave Creek, AZ 85331

Mailing Address

Po Box 4269, Cave Creek, AZ 85327

Phone number

(480) 203-8879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (1/28/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 104,219,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT, LLC

HERITAGE WEALTH MANAGEMENT, LLC

TMG WEALTH ADVISORS, INC.

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

FOOTHILLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2008

Series 7

Date: 8/25/2008

Current Firm

FOOTHILLS ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOOTHILLS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors