Nicholas S. Matlock

CRATERO CAPITAL LLC

St. Louis, MO 63127

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CRD#: 5542565

Professional summary

Nicholas Stephen Matlock, CFP®, who also goes by Nick Stephen Matlock, Nick Matlock, is a registered financial advisor currently at CRATERO CAPITAL LLC located in St. Louis, Missouri.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas has worked at 8 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Stephen Matlock | Nick Matlock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) licensed insurance agent since 11/2017; 171 Greycliff Manor Dr., St. Louis, MO 63129; investment related; 1 hr/mo; insurance sales 2) Dark Matter Capital Management; Investment related: Yes; Location: 756 Rundle Ct Colorado Springs CO 80911 USA; Description: The purposes of the Company shall be to act as manager and advisor to one or more private investment funds; Position Title: Manager; Responsibilities Duties: Operations Manager; Start date: 2023-03-14; Hours per month during trading hours: 20; Hours per month outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 10. 3) Cratero Copilot; Investment related: No; 3636 South Geyer Rd. St. Louis MO 63129 USA; Provides personal assistant and operations management services for content creators.; CEO; 2023-08-04; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 50; Percentage of total yearly compensation expected to be derived from the business: 10; CEO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Stephen Matlock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

December 20, 2021 - Present

CRATERO CAPITAL LLC

Office #1: 3636 S, Geyer Rd Suite 100, St. Louis, MO 63127

RIA

CRD#: 317496

St. Louis, MO

Past

April 16, 2020 - November 29, 2021

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

April 8, 2020 - November 29, 2021

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

November 15, 2017 - April 16, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chesterfield, MO

Past

November 15, 2017 - April 16, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Chesterfield, MO

Past

October 19, 2017 - November 9, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

ST. LOUIS, MO

Past

October 19, 2017 - November 9, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

St. Louis, MO

Past

October 19, 2017 - November 9, 2017

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Past

May 28, 2015 - October 24, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

May 27, 2015 - October 24, 2017

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

March 12, 2012 - May 28, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST. LOUIS, MO

Past

July 26, 2011 - May 28, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/20/2021)

IAR

Texas
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/14/2012

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/25/2011

General Securities Representative Examination

Current Firm

CRATERO CAPITAL LLC

CRATERO CAPITAL LLC | CREO WEALTH ADVISORS, LLC

CRD#: 317496 / SEC#:

Missouri

Registered Investment Advisory firm - (12/20/2021 Approved)

Texas

Registered Investment Advisory firm - (1/4/2022 Conditional Restricted)

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Contact information

Main Address

3636 S, Geyer Rd Suite 100, St. Louis, MO 63127

Mailing Address

Phone number

(314) 606-1895

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,114,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas S. Matlock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Stephen Matlock's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2012

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/14/2012

Series 7

Date: 7/25/2011

Current Firm

CRATERO CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRATERO CAPITAL LLC

TRUST BUT VERIFY

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