Benjamin M. Jordan

JB DRAX HONORE'

New York, NY 10010

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CRD#: 5542554

Professional summary

Benjamin Michael Jordan, who also goes by Benjamin Jordan, is a registered financial professional currently at JB DRAX HONORE' INC. located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Benjamin Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Michael Jordan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2024 - Present

JB DRAX HONORE' INC.

Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010

CRD#: 322118

New York, NY

Past

December 13, 2016 - May 3, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 7, 2013 - August 31, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 18, 2009 - August 15, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/10/2024)

Delaware
(6/10/2024)

Illinois
(3/11/2025)

Massachusetts
(7/12/2024)

New Jersey
(7/2/2024)

New York
(6/10/2024)

Texas
(6/10/2024)

Vermont
(6/10/2024)

Exams

State Security Law Exam

Series 63

Date: 8/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/20/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/17/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JB DRAX HONORE' INC.

JB DRAX HONORE INC. | JB DRAX HONORE' INC.

CRD#: 322118 / SEC#: , 8-70950

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

49 West 23rd Street 10th Floor, New York, NY 10010

Mailing Address

49 West 23rd Street 10th Floor, New York, NY 10010

Phone number

(212) 991-5800

Established

Delaware since 04/07/2006

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JB DRAX HONORE UK LTD.	SOLE SHAREHOLDER
GLASSBERG, JONATHAN WILLIAM	DIRECTOR	5655925
LEHRKINDER, THOMAS	CHIEF OPERATING OFFICER	1384951
MCBRIDE, TERENCE GERARD	CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER	3169515
OBSBAUM, FREDRIC MICHAEL	FINANCIAL OPERATIONS PRINCIPAL	1160811
SHEPHERD, BENN	DIRECTOR	4030489

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Benjamin M. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Michael Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

GOLDMAN SACHS & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2009

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/20/2010

Series 7

Date: 8/17/2009

FINRA

Current Firm

JB DRAX HONORE' INC.

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JB DRAX HONORE' INC.

TRUST BUT VERIFY

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