Jonathan H. Houk
VALMARK ADVISERS
Fairlawn, OH 44333
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CRD#: 5542537
Professional summary
Jonathan Henry Houk, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Fairlawn, Ohio and VALMARK SECURITIES, INC. located in Fairlawn, Ohio.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jonathan has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) J. HENRY ENTERPRISES, LLC-NON-INVESTMENT RELATED, MEDINA, OH; GENERAL COMPUTER NETWORKING/TROUBLE SHOOTING; PRESIDENT & OWNER, NO RELATIOSHIP WITH OTHER BUSINESS, APPROX. 1-5 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE DAILY ACTIVITIES SUCH AS COMPUTER TROUBLE SHOOTING AND NETWORKING, CLIENT RELATIONS, MARKETING AND OTHER TYPICAL SMALL BUSINESS MANAGEMENT RELATED ACTIVITIES; NOT INVESTMENT RELATED; NO CLIENT INVOLVEMENT/// 2.)HOUK FINANCIAL, INC.; FAIRLAWN, OH 44333; CONSULTING/FINANCIAL SERVICES; INVESTMENT RELATED; STARTED 03/2013; 40+ HOURS PER MONTH, O DURING TRADING HOURS; NO CLIENT INVOLVEMENT; PRESIDENT & OWNER; HANDLE ALL DAY TO DAY OPERATIONS OF FINANCIAL SERVICES FIRM; COMPENSATION SALARY + SUB-S DISTRIBUTIONS./// 3.) Friends of Metro Parks; P.O. Box 13364, Fairlawn, OH 44334; 501(c)3 non-profit organization that supports & encourages public enjoyment of Summit County Metro Parks through community outreach, fundraising & advocacy; President & Secretary; Not Investment Related; start date 6/17/2020; 21-40 hrs. per month; No compensation. /// 4.) Fixed insurance, disability, long-term care sales with various insurance carriers; producer/agent; start 10/2017; not investment related; 1-5 hours/month; commissions.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Henry Houk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 22, 2012 - Present
VALMARK ADVISERS, INC.
Office #1: 33 Merz Blvd Suite 100, Fairlawn, OH 44333RIA
CRD#: 108050
Fairlawn, OH
Current
February 9, 2010 - Present
VALMARK SECURITIES, INC.
Office #1: 33 Merz Blvd Suite 100, Fairlawn, OH 44333BD
CRD#: 31243
Fairlawn, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/24/2014)
RR
Florida(1/2/2015)
IAR
Georgia(10/22/2014)
RR
Georgia(1/2/2015)
IAR
Illinois(11/11/2019)
IAR
Indiana(9/27/2019)
IAR
Michigan(5/5/2014)
RR
Michigan(1/3/2025)
IAR
New Jersey(12/22/2017)
IAR
New York(11/11/2024)
RR
Ohio(2/9/2010)
IAR
Ohio(3/26/2012)
RR
Pennsylvania(1/2/2024)
IAR
Pennsylvania(1/2/2024)
RR
South Carolina(7/31/2024)
IAR
South Carolina(7/31/2024)
IAR
West Virginia(2/12/2024)
RR
Wyoming(4/19/2018)
IAR
Wyoming(4/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Fairlawn, OH 44333TRUST BUT VERIFY
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