SD
Sara M. Downing
TWRU PRIVATE WEALTH MANAGEMENT
Baton Rouge, LA 70806
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CRD#: 5542410
SD
Professional summary
Sara Margaret Downing is a registered financial advisor currently at TWRU PRIVATE WEALTH MANAGEMENT, LLC located in Baton Rouge, Louisiana.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sara has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Margaret Downing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2008 - Present
TWRU PRIVATE WEALTH MANAGEMENT, LLC
Office #1: 527 E. Airport Ave, Baton Rouge, LA 70806RIA
CRD#: 117222
Baton Rouge, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/9/2008)
Exams
Current Firm
TP
TWRU PRIVATE WEALTH MANAGEMENT, LLC
TWRU INVESTMENT ADVISORS LLC | UFFMAN PRIVATE WEALTH MANAGEMENT | TWRU PRIVATE WEALTH MANAGEMENT, LLC | TWRU INVESTMENT ADVISROS, LLC | TWRU INVESTMENT ADVISORS, LLC
CRD#: 117222 / SEC#: 801-66991
RIA
Registered Investment Advisory firm - (7/19/2012 Terminated)Louisiana
Registered Investment Advisory firm - (5/15/2012 Approved)Texas
Registered Investment Advisory firm - (7/19/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 E. Airport Ave, Baton Rouge, LA 70806
Mailing Address
Phone number
(225) 926-1050
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 70,589,049 |
Red Flags
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Company Information
TWRU PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 117222Baton Rouge, LA 70806TRUST BUT VERIFY
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