Jarett W. Poll
Professional summary
Jarett Warren Poll, who also goes by Jarett W Poll, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jarett is registered as a RR (Registered Representative) and started their career in finance in 2008. Jarett has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jarett Warren Poll's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017August 20, 2015 - March 22, 2021
MTS SECURITIES, LLC
July 10, 2008 - November 15, 2010
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/19/2023
General Securities Representative ExaminationSeries 79TO
Date: 6/19/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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