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Nicholas J. Nottebohm
CORNERSTONE INVESTMENT PARTNERS
ATLANTA, GA 30326
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CRD#: 5542054
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Professional summary
Nicholas John Nottebohm, who also goes by Nicholas Nottebohm, is a registered financial advisor currently at CORNERSTONE INVESTMENT PARTNERS, LLC located in Atlanta, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Nottebohm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
YUMA LIMITED. C/O TRANSCAFE S.A. DIAGONAL 6 10-65 ZONA 10, TORRE 1, NIVEL 10, GUATEMALA CITY, GUATEMALA. NON-INVESTMENT RELATED. NATURE OF OTHER BUSINESS: HOLDING COMPANY FOR SEVERAL GUATEMALAN CORPORATIONS DEDICATED TO GROWING AND EXPORTING COFFEE AND MACADAMIA AND THE TRADING OF CARDAMOM. POSITION: BOARD OF DIRECTORS. START DATE: JAN 2011. APPROXIMATE NUMBERS OF HOURS/MONTHS DEVOTED TO THE BUSINESS: 2H/ MONTH. NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0. DUTIES: SERVE ON THE BOARD OF DIRECTORS.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas John Nottebohm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2019 - Present
CORNERSTONE INVESTMENT PARTNERS, LLC
Office #1: 3438 Peachtree Rd. Ne. Suite 900, Atlanta, GA 30326RIA
CRD#: 111753
ATLANTA, GA
Past
March 22, 2010 - July 27, 2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
August 6, 2008 - July 14, 2009
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CORNERSTONE INVESTMENT PARTNERS, LLC
CORNERSTONE INVESTMENT PARTNERS, LLC | D/B/A CITY CAPITAL ADVISORS, LLC | CORNESTONE INVESTMENT PARTNERS,LLC | CORNERSTONE INVESTMENT PARTNERS,LLC
CRD#: 111753 / SEC#: 801-61425
RIA
Registered Investment Advisory firm - (9/13/2002 Approved)Georgia
Registered Investment Advisory firm - (1/13/2006 Terminated)Texas
Registered Investment Advisory firm - (7/19/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(6/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CI
CORNERSTONE INVESTMENT PARTNERS, LLC
CORNERSTONE INVESTMENT PARTNERS, LLC | D/B/A CITY CAPITAL ADVISORS, LLC | CORNESTONE INVESTMENT PARTNERS,LLC | CORNERSTONE INVESTMENT PARTNERS,LLC
CRD#: 111753 / SEC#: 801-61425
RIA
Registered Investment Advisory firm - (9/13/2002 Approved)Georgia
Registered Investment Advisory firm - (1/13/2006 Terminated)Texas
Registered Investment Advisory firm - (7/19/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3438 Peachtree Rd. Ne. Suite 900, Atlanta, GA 30326
Mailing Address
Phone number
(404) 751-3900
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 2,135,834,144 |
Red Flags
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