David M. Riley

ARCWOOD FINANCIAL

PHOENIX, AZ 85020

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CRD#: 5541714

Professional summary

David Matthew Riley is a registered financial advisor currently at ARCWOOD FINANCIAL, LLC located in Phoenix, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Independent life insurance agent since 03/2016 (through Financial Forte Insurance, LLC since 08/2024); investment related; Phoenix, AZ; approximately 5 hours per week, substantially all during market hours; sale of insurance company products; (2) Managing Member of Financial Forte, LLC since 08 2024; not investment related; Phoenix, AZ; approximately 5 hours per week, substantially all during market hours; business name used for marketing purposes only; (3) Von Frenchie, LLC, Managing Member; not investment related; Phoenix, AZ; approximately 2 hours per week, substantially none during market hours; clothing apparel sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Riley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2024 - Present

ARCWOOD FINANCIAL, LLC

Office #1: 7250 N. 16th St Suite 104, Phoenix, AZ 85020

RIA

CRD#: 189512

PHOENIX, AZ

Past

June 2, 2016 - August 20, 2024

STRATEGY FINANCIAL GROUP

RIA

CRD#: 164531

PHOENIX, AZ

Past

April 12, 2011 - March 11, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

September 19, 2008 - March 11, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2008

General Securities Representative Examination

Current Firm

ARCWOOD FINANCIAL, LLC

CRD#: 189512 / SEC#:

Arizona

Registered Investment Advisory firm - (8/24/2015 Approved)

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Contact information

Main Address

7250 N. 16th St Suite 104, Phoenix, AZ 85020

Mailing Address

Phone number

(602) 726-6282

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 21,754,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCWOOD FINANCIAL, LLC

STRATEGY FINANCIAL GROUP

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2011

Series 63

Date: 9/26/2008

SIE

Date: 3/11/2016

Series 7

Date: 9/17/2008

Current Firm

ARCWOOD FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARCWOOD FINANCIAL, LLC

TRUST BUT VERIFY

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