Charles C. Scott

SOLIDITY FINANCIAL

SHOREVIEW, MN 55126

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CRD#: 5541631

Professional summary

Charles Coward Scott is a registered financial advisor currently at SOLIDITY FINANCIAL LLC located in Shoreview, Minnesota.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Charles has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Coward Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2026 - Present

SOLIDITY FINANCIAL LLC

Office #1: 520 West Highway 96 Suite 300, Shoreview, MN 55126

RIA

CRD#: 157308

SHOREVIEW, MN

Past

June 27, 2011 - July 12, 2013

SLD AMERICA EQUITIES, INC.

CRD#: 36259

MINNEAPOLIS, MN

Past

August 1, 2008 - July 1, 2011

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

ROSEVILLE, MN

Past

July 29, 2008 - July 1, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

ROSEVILLE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/31/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2008

General Securities Representative Examination

Current Firm

SOLIDITY FINANCIAL LLC

BIRCH RIVER FINANCIAL SERVICES, LLC | SOLIDITY FINANCIAL LLC

CRD#: 157308 / SEC#:

Illinois

Registered Investment Advisory firm - (11/29/2023 Terminated)

Iowa

Registered Investment Advisory firm - (1/6/2020 Approved)

Minnesota

Registered Investment Advisory firm - (5/3/2011 Approved)

Texas

Registered Investment Advisory firm - (8/11/2020 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/2/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

520 West Highway 96 Suite 300, Shoreview, MN 55126

Mailing Address

Phone number

(651) 330-8746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 73,466,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles C. Scott

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Coward Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLIDITY FINANCIAL LLC

SLD AMERICA EQUITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2026

Series 66

Date: 7/31/2008

Series 7

Date: 7/23/2008

Current Firm

SOLIDITY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLIDITY FINANCIAL LLC

TRUST BUT VERIFY

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