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Jonathan Charles Breuer

CRD# 5541575·Registered 2009 - 2020
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Charles Breuer, who also goes by Jon Breuer, Jonathan Breuer, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2009 - 2020. Jonathan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Breuer, Jonathan Breuer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

Past

FLOW TRADERS U.S. LLCPast·CRD# 150780
BD
New York, NY
January 21, 2020 - May 26, 2020
BLUEFIN CAPITAL MANAGEMENT, LLCPast·CRD# 113892
BD
New York, NY
September 8, 2015 - December 19, 2018
FISHER INVESTMENTSPast·CRD# 107342
RIA
Camas, WA
November 22, 2013 - December 23, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
July 25, 2011 - March 18, 2013
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
August 13, 2009 - May 19, 2011

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Current Firm

FT
FLOW TRADERS U.S. LLC

FLOW TRADERS U.S. LLC

CRD#: 150780 / SEC#: 8-68300
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Phone Number

(917) 210-5000

Established

Delaware since 04/22/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER—
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2015About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2009

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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