Peter J. Mullins

VESTOR CAPITAL

Chicago, IL 60606-3840

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CRD#: 5541559

Professional summary

Peter J Mullins, CFP® is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Peter has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS OR ACTIVITY NAME: PETER J. MULLINS FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT INVESTMENT RELATED: (YES OR NO):NO COMPENSATION RECEIVED? (YES OR NO):NO ADDRESS OF BUSINESS:244 ARBORETUM DR. LOMBARD, IL 60148 NATURE OF BUSINESS:RENTING MY CONDO YOUR POSITION, TITLE, ASSOCIATION:OWNER START DATE OF RELATIONSHIP:12/01/2011 NUMBER OF HOURS DEVOTED PER MONTH:0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS:0 YOUR DUTIES:COLLECTING RENT, CALLING ASSOCIATION FOR MAINTENANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter J Mullins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 10, 2022 - Present

VESTOR CAPITAL, LLC

Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

RIA

CRD#: 165855

Chicago, IL

Past

May 10, 2013 - December 31, 2021

VESTOR CAPITAL, LLC

RIA

CRD#: 165855

CHICAGO, IL

Past

May 10, 2013 - May 29, 2020

VESTOR CAPITAL SECURITIES, LLC

CRD#: 15809

CHICAGO, IL

Past

September 30, 2009 - May 14, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAK BROOK, IL

Past

September 4, 2009 - May 14, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/10/2022)

IAR

Texas
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2009

General Securities Representative Examination

Current Firm

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

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Contact information

Main Address

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

Mailing Address

Phone number

(312) 641-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTOR CAPITAL ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,472
AUM (Assets Under Management)	$ 2,081,002,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter J. Mullins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter J Mullins's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTOR CAPITAL, LLC

VESTOR CAPITAL SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VESTOR CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2009

Series 7TO

Date: 5/28/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/3/2009

Current Firm

VESTOR CAPITAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTOR CAPITAL, LLC

TRUST BUT VERIFY

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