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DG

Dallas C. Griffin

SOMOS FINANCIAL PARTNERS
AUSTIN, TX
Some features on this profile are disabled
CRD#: 5541418
DG

Professional summary

Dallas Christian Griffin is a registered financial advisor currently at SOMOS FINANCIAL PARTNERS LLC located in Austin, Texas.

Dallas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Dallas has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 62 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallas Christian Griffin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2026 - Present

SOMOS FINANCIAL PARTNERS LLC

RIA
CRD#: 338642
AUSTIN, TX
Past

February 26, 2016 - August 5, 2022

PIPER SANDLER & CO.

BD
CRD#: 665
HOUSTON, TX
Past

August 18, 2009 - February 26, 2016

SIMMONS & COMPANY INTERNATIONAL

BD
CRD#: 23974
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/4/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 8/17/2009
Corporate Securities Limited Representative Examination

Current Firm

SF
SOMOS FINANCIAL PARTNERS LLC
LEWIS LEAVITT | SOMOS FINANCIAL PARTNERS LLC

CRD#: 338642 / SEC#:

Texas
Registered Investment Advisory firm - (2/10/2026 Approved)
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Contact information

Main Address
Austin, TX
Mailing Address
Phone number
(713) 397-5000
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOMOS FINANCIAL PARTNERS LLC

CRD#: 338642Austin, TX

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