Matthew Wayne Goff
Professional Summary
Matthew Wayne Goff, who also goes by Matt Goff, Matthew W. Goff, Matthew Wayne Goff, is a registered financial advisor currently at ARK WEALTH MANAGEMENT located in Austin, Texas and TARTAN ROAD WEALTH ADVISORY, LLC located in Austin, Texas. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Goff, Matthew W. Goff, Matthew Wayne Goff
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
ARK FINANCIAL | ARK WEALTH MANAGEMENT, LLC | ARK WEALTH MANAGEMENT
Contact Information
Main Address
10800 Pecan Park Blvd Ste 100, Austin, TX 78750Phone Number
(512) 660-5703# of Employees
2SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
611AUM (Assets Under Management)
$216,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARK FINANCIAL | ARK WEALTH MANAGEMENT, LLC | ARK WEALTH MANAGEMENT
State Registrations and Notice Filings
(3/23/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2008About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Wayne Goff's CRS (Customer Relationship Summary).
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