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MG

Matthew W. Goff

ARK WEALTH MANAGEMENT
AUSTIN, TX 78750
Some features on this profile are disabled
CRD#: 5541196
MG

Professional summary

Matthew Wayne Goff is a registered financial advisor currently at ARK WEALTH MANAGEMENT located in Austin, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ark Insurance Group; not investment related; located at 10800 Pecan Park Blvd, Suite 100 Austin, TX 78750; insurance agency; insurance agent, 06/2017; 12-15 hours a month; none during trading hours; sell insurance products. GCASCO, LLC; Investment-related; 10136 Tularosa Pass, Austin, TX 78726; investment fund; General Partner/Owner; General Partner/Owner; 01/2022; 10 hours per month; 0 hours per month during securities trading hours; serves as general partner/advisor to the Fund.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Wayne Goff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2022 - Present

ARK WEALTH MANAGEMENT

Office #1: 10800 Pecan Park Blvd Ste 100, Austin, TX 78750
RIA
CRD#: 317264
AUSTIN, TX
Past

July 7, 2017 - April 30, 2023

ARK FINANCIAL ADVISORS, LLC

RIA
CRD#: 287588
AUSTIN, TX
Past

March 17, 2011 - June 22, 2017

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
AUSTIN, TX
Past

July 17, 2008 - June 22, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARK WEALTH MANAGEMENT
ARK FINANCIAL | ARK WEALTH MANAGEMENT, LLC | ARK WEALTH MANAGEMENT

CRD#: 317264 / SEC#: 801-123029

RIA
Registered Investment Advisory firm - (1/10/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/23/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/6/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/15/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AW
ARK WEALTH MANAGEMENT
ARK FINANCIAL | ARK WEALTH MANAGEMENT, LLC | ARK WEALTH MANAGEMENT

CRD#: 317264 / SEC#: 801-123029

RIA
Registered Investment Advisory firm - (1/10/2022 Approved)
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Contact information

Main Address
10800 Pecan Park Blvd Ste 100, Austin, TX 78750
Mailing Address
Phone number
(512) 660-5703
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts539
AUM (Assets Under Management)$ 191,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARK WEALTH MANAGEMENT

CRD#: 317264Austin, TX 78750

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