Katherine A. Price
Professional summary
Katherine Alberti Price, who also goes by Katherine E Alberti, Katherine Elizabeth Alberti Ms., Katherine Elizabeth Alberti, Katherine Alberti, Katherine Price, is a registered financial professional currently at CAMPBELL LUTYENS & CO. INC. located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2008. Katherine has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Alberti Price's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2021 - Present
CAMPBELL LUTYENS & CO. INC.
Office #1: 630 Fifth Ave. 36th Floor, New York, NY 10111June 29, 2018 - October 7, 2021
GOLDMAN SACHS & CO. LLC
June 27, 2016 - November 16, 2016
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
June 27, 2016 - May 23, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 2008 - November 19, 2014
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
CAMPBELL LUTYENS & CO. INC.
CRD#: 133376 / SEC#: , 8-66720
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL LUTYENS HOLDINGS LIMITED | HOLDING CO. OWNER | |
| COOPER, GERALD LEWIS | DIRECTOR | 4848399 |
| DAVIDSSON, CHRISTOFFER | PRESIDENT/DIRECTOR | 3021081 |
| MARROQUIN, GUILLERMO | DIRECTOR | 2791001 |
| PANGBORN, JOEL WILLIAMSON | CHIEF COMPLIANCE OFFICER | 5489742 |
| PAOLINO, CHRISTOPHER SR | FINANCIAL AND OPERATIONS PRINCIPAL | 5707178 |
| SANDSTROM, SARAH ANNE | DIRECTOR | 2278556 |
| WIENER, GREGORY SETH | AMLCO/DIRECTOR | 4877612 |
Red Flags
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