DT
Dana N. Timchenko
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CRD#: 5540891
DT
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana N Timchenko, CFP®, who also goes by Dana Nichole Marshall, Dana Timchenko, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2008. Dana had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dana Nichole Marshall | Dana Timchenko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Past
June 25, 2025 - February 26, 2026
NEWEDGE ADVISORS
RIA
CRD#: 171351
Monroe, NC
Past
June 11, 2025 - February 26, 2026
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
Staunton, VA
Past
May 15, 2017 - February 5, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Cornelius, NC
Past
May 15, 2017 - February 5, 2024
MORGAN STANLEY
BD
CRD#: 149777
Cornelius, NC
Past
February 10, 2009 - May 24, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
August 21, 2008 - May 24, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NEWEDGE ADVISORS
ABARIS FINANCIAL GROUP | PARION WEALTH | PAPA FINANCIAL SERVICES | PALLAS CAPITAL ADVISORS | PACIFICVIEW WEALTH MANAGEMENT | PACIFIC POINTE ADVISORS | OLYMPUS FINANCIAL ADVISORS | OAK GROVE WEALTH PARTNERS | OAK CAPITAL FINANCIAL ADVISORS | NORTHSHORE WEALTH ADVISORS | NORTH EDGE WEALTH | NORMANDY FINANCIAL SERVICES | NEXGEN WEALTH | NEWEDGE ADVISORS, LLC | NEWEDGE ADVISORS - SOUTH ATLANTIC PARTNERS | NEWEDGE ADVISORS | NEW ENGLAND RETIREMENT STRATEGIES | NESSO WEALTH | MURRY WEALTH MANAGEMENT | MURPHY WEALTH MANAGEMENT | MORAN PRIVATE WEALTH GROUP | MODUS WEALTH MANAGEMENT | MITCHELL FINANCIAL MANAGEMENT | MISSION TRAILS FINANCIAL | MIDWEST WEALTH MANAGEMENT | MIDDLEBROOK WEALTH | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | MCNEELY WEALTH MANAGEMENT | MCMULLEN WEALTH & RETIREMENT MANAGEMENT | MCKINLEY & CO. | MARATHON FINANCIAL GROUP | MAIDEN COVE CAPITAL | MAHER WEALTH MANAGEMENT | LMK WEALTH MANGEMENT | LINK FINANCIAL | LIBERTAS FINANCIAL PARTNERS | LEGACY WEALTH ADVISORS | LEGACY PARTNERS | LEGACY EDGE | LDI ADVISERS | LAKEFRONT WEALTH ADVISORY | LAKE POINT ADVISORS | LAGNIAPPE WEALTH MANAGEMENT | KUMPH CAPITAL | KRUEGER, FOSDYCK, BROWN, MCCALL & ASSOCIATES | KIVI FINANCIAL GROUP | JL STRATEGIC WEALTH | JACOBS WEALTH MANAGEMENT | JACOBS COOLIDGE & CO. | J TAYLOR PRIVATE WEALTH | INVESTMENT SERVICES LLC | INTERCAPITAL MANAGEMENT | HUGHES WEALTH MANAGEMENT | HUDSON WEALTH PARTNERS | HOYER INSURANCE & FINANCIAL SERVICES | HONARC WEALTH | HIGH POINT FINANCIAL DESIGN | HEWES-GAINEY WEALTH MANAGEMENT | HERITAGE FAMILY WEALTH MANAGEMENT | HAYWARD FINANCIAL | HARRIS CONSULTING | HARMONY ADVISORS GROUP | GWM ADVISORS, LLC | GWM ADVISORS LLC | GWM ADVISORS | GULF POINT ADVISORS | GUIDING WEALTH FINANCIAL PARTNERS | GUARDIAN WEALTH MANAGEMENT GROUP | GUARDIAN FINANCIAL CONSULTANTS | GSH ASSET MANAGEMENT | GREEN OAK CONSULTING | GRATUS WEALTH ADVISORS | GOSS WEALTH MANAGEMENT LLC | GOSS WEALTH MANAGEMENT | GOSS ADVISORS | GOLD COAST BENEFITS GROUP | GENERATION WEALTH | GENERATE WEALTH | GEMINUS WEALTH PARTNERS | GEBHARDT FINANCIAL GROUP | GAINEY WEALTH MANAGEMENT | FULL SCOPE WEALTH | FRENCH FINANCIAL | FREEDOM WEALTH PLANNING LLC | FORTIS WEALTH ADVISORS | FOREFRONT WEALTH PLANNING & ASSET MANAGEMENT | FOCUS WEALTH | FLINT HILLS INVESTMENT SERVICES | FIRSTHARVEST WEALTH MANAGEMENT GROUP | FIRM FOUNDATION FAMILY WEALTH | FIORIO WEALTH ADVISORS | FINANCIAL PARTNERS, LLC | FINANCIAL NORTH PARTNERS | EVERPLAN WEALTH | ERC WEALTH MANAGEMENT | EQUANIMITY WEALTH MANAGEMENT | EMERITUS WEALTH GROUP | EFIDUCIARY ADVISOR | E & E WEALTH | DOWNTOWN WEALTH PARTNERS | DONNELLY INVESTMENT AND WEALTH ADVISORS | DOMINICK FINANCIAL GROUP | DEUPREE JAMES WEALTH MANAGEMENT | DEUPREE JAMES | DETILLIER FINANCIAL ADVISORS | DEEPRIVER WEALTH | DAVIS FINANCIAL GROUP | DARDEN FINANCIAL | CUBIT WEALTH MANAGEMENT | CRESCENT WEALTH PARTNERS | CRESCENT WEALTH MANAGEMENT | CPR WEALTH ADVISORS | CORNERSTONE WEALTH ADVISORS | COREWEALTH INVESTMENT ADVISORS | CONTINUITY WEALTH GROUP | CONNOLLY & ASSOCIATES | CONGRUENT WEALTH | COLUMBIA ADVISORY GROUP | COASTAL CAPITAL ADVISORS | CLINARD FINANCIAL DESIGN | CLINARD FINANCIAL | CLIFFORD GRP | CLEARTRUST WEALTH ADVISORS | CLEARTREK WEALTH PARTNERS | CLEARPATH WEALTH PARTNERS | CHOICE WEALTH | CHANDLER WEALTH STRATEGIES | CESTIA WEALTH MANAGEMENT | CASTLE WEALTH PARTNERS | CARRIAGE FINANCIAL GROUP | CAPITAL WEALTH MANAGEMENT GROUP | CANTRILL FINANCIAL GROUP | BUENA VISTA FINANCIAL PLANNING | BROOKSIDE PRIVATE WEALTH | BRANDT WEALTH ADVISORS | BP FINANCIAL GROUP | BOUCHARD WEALTH ADVISORS | BO HARRIS WEALTH MANAGEMENT | BFS ADVISORY GROUP | BENCHWEALTH LLC | BEAUMONT WEALTH ADVISORS | BAY CAPITAL GROUP | BARUFFI PRIVATE WEALTH | BARTOLOMEO CAPITAL GROUP | BADLANDS WEALTH MANAGEMENT | AVID WEALTH PARTNERS | AURION WEALTH MANAGEMENT | AUGUST FINANCIAL CONSULTING | ATLANTIC AVENUE ADVISORS | ASSETWISE FINANCIAL GROUP | ARCHHAVEN & CO. WEALTH PARTNERS | AMI INVESTMENT ADVISORY SERVICES, INC | AMERICAN TRUST WEALTH | ALLUVIAL WEALTH PARTNERS | ALDER CREEK WEALTH MANAGEMENT | AHRENS INVESTMENT PARTNERS | AFE PRIVATE WEALTH | ADAIR FINANCIAL GROUP | ACCELERATE WEALTH...
CRD#: 171351 / SEC#: 801-79876
RIA
Registered Investment Advisory firm - (6/20/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NA
NEWEDGE ADVISORS
ABARIS FINANCIAL GROUP | PARION WEALTH | PAPA FINANCIAL SERVICES | PALLAS CAPITAL ADVISORS | PACIFICVIEW WEALTH MANAGEMENT | PACIFIC POINTE ADVISORS | OLYMPUS FINANCIAL ADVISORS | OAK GROVE WEALTH PARTNERS | OAK CAPITAL FINANCIAL ADVISORS | NORTHSHORE WEALTH ADVISORS | NORTH EDGE WEALTH | NORMANDY FINANCIAL SERVICES | NEXGEN WEALTH | NEWEDGE ADVISORS, LLC | NEWEDGE ADVISORS - SOUTH ATLANTIC PARTNERS | NEWEDGE ADVISORS | NEW ENGLAND RETIREMENT STRATEGIES | NESSO WEALTH | MURRY WEALTH MANAGEMENT | MURPHY WEALTH MANAGEMENT | MORAN PRIVATE WEALTH GROUP | MODUS WEALTH MANAGEMENT | MITCHELL FINANCIAL MANAGEMENT | MISSION TRAILS FINANCIAL | MIDWEST WEALTH MANAGEMENT | MIDDLEBROOK WEALTH | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | MCNEELY WEALTH MANAGEMENT | MCMULLEN WEALTH & RETIREMENT MANAGEMENT | MCKINLEY & CO. | MARATHON FINANCIAL GROUP | MAIDEN COVE CAPITAL | MAHER WEALTH MANAGEMENT | LMK WEALTH MANGEMENT | LINK FINANCIAL | LIBERTAS FINANCIAL PARTNERS | LEGACY WEALTH ADVISORS | LEGACY PARTNERS | LEGACY EDGE | LDI ADVISERS | LAKEFRONT WEALTH ADVISORY | LAKE POINT ADVISORS | LAGNIAPPE WEALTH MANAGEMENT | KUMPH CAPITAL | KRUEGER, FOSDYCK, BROWN, MCCALL & ASSOCIATES | KIVI FINANCIAL GROUP | JL STRATEGIC WEALTH | JACOBS WEALTH MANAGEMENT | JACOBS COOLIDGE & CO. | J TAYLOR PRIVATE WEALTH | INVESTMENT SERVICES LLC | INTERCAPITAL MANAGEMENT | HUGHES WEALTH MANAGEMENT | HUDSON WEALTH PARTNERS | HOYER INSURANCE & FINANCIAL SERVICES | HONARC WEALTH | HIGH POINT FINANCIAL DESIGN | HEWES-GAINEY WEALTH MANAGEMENT | HERITAGE FAMILY WEALTH MANAGEMENT | HAYWARD FINANCIAL | HARRIS CONSULTING | HARMONY ADVISORS GROUP | GWM ADVISORS, LLC | GWM ADVISORS LLC | GWM ADVISORS | GULF POINT ADVISORS | GUIDING WEALTH FINANCIAL PARTNERS | GUARDIAN WEALTH MANAGEMENT GROUP | GUARDIAN FINANCIAL CONSULTANTS | GSH ASSET MANAGEMENT | GREEN OAK CONSULTING | GRATUS WEALTH ADVISORS | GOSS WEALTH MANAGEMENT LLC | GOSS WEALTH MANAGEMENT | GOSS ADVISORS | GOLD COAST BENEFITS GROUP | GENERATION WEALTH | GENERATE WEALTH | GEMINUS WEALTH PARTNERS | GEBHARDT FINANCIAL GROUP | GAINEY WEALTH MANAGEMENT | FULL SCOPE WEALTH | FRENCH FINANCIAL | FREEDOM WEALTH PLANNING LLC | FORTIS WEALTH ADVISORS | FOREFRONT WEALTH PLANNING & ASSET MANAGEMENT | FOCUS WEALTH | FLINT HILLS INVESTMENT SERVICES | FIRSTHARVEST WEALTH MANAGEMENT GROUP | FIRM FOUNDATION FAMILY WEALTH | FIORIO WEALTH ADVISORS | FINANCIAL PARTNERS, LLC | FINANCIAL NORTH PARTNERS | EVERPLAN WEALTH | ERC WEALTH MANAGEMENT | EQUANIMITY WEALTH MANAGEMENT | EMERITUS WEALTH GROUP | EFIDUCIARY ADVISOR | E & E WEALTH | DOWNTOWN WEALTH PARTNERS | DONNELLY INVESTMENT AND WEALTH ADVISORS | DOMINICK FINANCIAL GROUP | DEUPREE JAMES WEALTH MANAGEMENT | DEUPREE JAMES | DETILLIER FINANCIAL ADVISORS | DEEPRIVER WEALTH | DAVIS FINANCIAL GROUP | DARDEN FINANCIAL | CUBIT WEALTH MANAGEMENT | CRESCENT WEALTH PARTNERS | CRESCENT WEALTH MANAGEMENT | CPR WEALTH ADVISORS | CORNERSTONE WEALTH ADVISORS | COREWEALTH INVESTMENT ADVISORS | CONTINUITY WEALTH GROUP | CONNOLLY & ASSOCIATES | CONGRUENT WEALTH | COLUMBIA ADVISORY GROUP | COASTAL CAPITAL ADVISORS | CLINARD FINANCIAL DESIGN | CLINARD FINANCIAL | CLIFFORD GRP | CLEARTRUST WEALTH ADVISORS | CLEARTREK WEALTH PARTNERS | CLEARPATH WEALTH PARTNERS | CHOICE WEALTH | CHANDLER WEALTH STRATEGIES | CESTIA WEALTH MANAGEMENT | CASTLE WEALTH PARTNERS | CARRIAGE FINANCIAL GROUP | CAPITAL WEALTH MANAGEMENT GROUP | CANTRILL FINANCIAL GROUP | BUENA VISTA FINANCIAL PLANNING | BROOKSIDE PRIVATE WEALTH | BRANDT WEALTH ADVISORS | BP FINANCIAL GROUP | BOUCHARD WEALTH ADVISORS | BO HARRIS WEALTH MANAGEMENT | BFS ADVISORY GROUP | BENCHWEALTH LLC | BEAUMONT WEALTH ADVISORS | BAY CAPITAL GROUP | BARUFFI PRIVATE WEALTH | BARTOLOMEO CAPITAL GROUP | BADLANDS WEALTH MANAGEMENT | AVID WEALTH PARTNERS | AURION WEALTH MANAGEMENT | AUGUST FINANCIAL CONSULTING | ATLANTIC AVENUE ADVISORS | ASSETWISE FINANCIAL GROUP | ARCHHAVEN & CO. WEALTH PARTNERS | AMI INVESTMENT ADVISORY SERVICES, INC | AMERICAN TRUST WEALTH | ALLUVIAL WEALTH PARTNERS | ALDER CREEK WEALTH MANAGEMENT | AHRENS INVESTMENT PARTNERS | AFE PRIVATE WEALTH | ADAIR FINANCIAL GROUP | ACCELERATE WEALTH...
CRD#: 171351 / SEC#: 801-79876
RIA
Registered Investment Advisory firm - (6/20/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
858 Camp Street, New Orleans, LA 70130
Mailing Address
Phone number
(504) 459-4391
Established
Firm type
Fiscal year end
# of Employees
768
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 82,407 |
| AUM (Assets Under Management) | $ 27,379,149,905 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 01/27/2025 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
