Christopher A. Carracedo

ENVISION RETIREMENT LLC

Tempe, AZ 85284

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CRD#: 5540572

Professional summary

Christopher Alexander Carracedo, CFP®, who also goes by Alex Carracedo, Christopher Alex Carracedo, is a registered financial advisor currently at ENVISION RETIREMENT LLC located in Tempe, Arizona.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Carracedo | Christopher Alex Carracedo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT INSURANCE AGENT, 430 W WARNER RD, STE 116, TEMPE, AZ, 12/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 0/TRADING. 2.DISABILITY INCOME SERVICES, 4444 ZION AVE, SAN DIEGO, CA, 6/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES SELLING DISABILITY INSURANCE. 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.ZEIDERS, 2750 KILLARNEY DR STE 100, WOODBRIDGE, VA, 5/2018 AS FINANCIAL COUNSELOR TO MILITARY FAMILIES. NIR - 30/YR - 0/TRADING. 5. 8858 TAYLOR LLC, TEMPE, AZ, 12/2016. OWNER OF LLC THAT OWNS RENTAL PROPERTY. NIR-15/YR-0/TRADING. 6. 4654 IVANHOE LLC, TEMPE, AZ, 11/2018. OWNER OF LLC THAT OWNS RENTAL PROPERTY. NIR-10/YR-0/TRADING. 7.MARKET FORCE INFORMATION LLC, 6625 THE CORNERS PKWY 3RD FL, PEACHTREE CORNERS, GA, 3/2019 AS MYSTERY SHOPPER. NIR - 40/YR - 0/TRADING. 8. A & J FINANCIAL SERVICE, INC, 430 W WARNER ROAD, SUITE 116, TEMPE AZ, OWNER, PAYS BUSINESS OVERHEAD EXP AND TAX AND LEGAL LIABILITY, INV REL, 10/MO-10/YR 9. ENVISION RETIREMENT, LLC, 430 W WARNER ROAD,STE 116. TEMPE, AZ, MEMBER OF A&J FINANCIAL SERVICES,FINANCIAL PROFESSIONAL UTILIZING DBA NAME, INV REL, 5/MO- 5/TRADING 10. 430 WARNER LLC, 223 W LISA LANE, TEMPE, AZ, RENTAL OWNER, 05/29/20, NIR, 10/YR-0/TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alexander Carracedo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 18, 2022 - Present

ENVISION RETIREMENT LLC

Office #1: 430 W Warner Road Suite 108, Tempe, AZ 85284

RIA

CRD#: 319587

Tempe, AZ

Past

June 21, 2016 - August 23, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Tempe, AZ

Past

June 21, 2016 - August 23, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Tempe, AZ

Past

February 17, 2014 - July 6, 2016

LPL FINANCIAL LLC

CRD#: 6413

GILBERT, AZ

Past

February 14, 2014 - July 6, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

GILBERT, AZ

Past

June 13, 2013 - September 30, 2013

NESTWISE LLC

RIA

CRD#: 164466

TEMPE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/24/2022)

IAR

California
(8/18/2022)

IAR

Texas
(9/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2014

General Securities Representative Examination

Current Firm

ENVISION RETIREMENT LLC

DESERT HORIZONS FINANCIAL, LLC | ENVISION RETIREMENT LLC

CRD#: 319587 / SEC#:

Arizona

Registered Investment Advisory firm - (7/22/2022 Approved)

California

Registered Investment Advisory firm - (8/10/2022 Approved)

Texas

Registered Investment Advisory firm - (9/19/2022 Approved)

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Contact information

Main Address

430 W Warner Road Suite 108, Tempe, AZ 85284

Mailing Address

Phone number

(602) 888-3099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 79,651,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Carracedo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alexander Carracedo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENVISION RETIREMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NESTWISE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2014

Current Firm

ENVISION RETIREMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENVISION RETIREMENT LLC

TRUST BUT VERIFY

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