TM
Tyler J. Morin
U.S. BANCORP ADVISORS
Riverton, UT 84096
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CRD#: 5540391
TM
Tyler James MorinU.S. BANCORP ADVISORS
Professional summary
Tyler James Morin, CFP®, who also goes by Tyler Morin, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Riverton, Utah.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Tyler has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Min. Asset: $100K–$250K
Services Offered
Retirement Planning
Comprehensive Financial Planning
Investment Planning
Aliases
Tyler Morin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/12/2021 - Zions Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/04/2021 - 40 Hours Per Month During Securities Trading. 2. 11/23/2022 - Wealth and Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor - Start Date - 01/04/2021 - 40 Hours Per Month/6 Hours During Securities Trading 3. 08/22/2023 - Tyler Morin Life Coaching - Other - Life Coaching - Not Investment Related - Home Based - Start Date 08/21/2023 - 12 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Tyler James Morin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler James Morin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 20, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 13383 S Rock Wren Ln, Riverton, UT 84096Office #2: 1575 S Main St, Salt Lake City, UT 84115RIA
BD
CRD#: 14455
Riverton, UT
Current
February 19, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 13383 S Rock Wren Ln, Riverton, UT 84096Office #2: 1575 S Main St, Salt Lake City, UT 84115RIA
BD
CRD#: 14455
Riverton, UT
Past
January 5, 2021 - February 28, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
SALT LAKE CITY, UT
Past
January 5, 2021 - February 28, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
SALT LAKE CITY, UT
Past
October 3, 2019 - December 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SALT LAKE CITY, UT
Past
October 3, 2019 - December 22, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SALT LAKE CITY, UT
Past
April 3, 2014 - October 9, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Salt Lake city, UT
Past
April 3, 2014 - October 9, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Salt Lake city, UT
Past
January 3, 2011 - March 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALT LAKE CITY, UT
Past
January 3, 2011 - March 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SALT LAKE CITY, UT
Past
March 15, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
TOOELE, UT
Past
November 13, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
TOOELE, UT
Past
October 8, 2008 - December 4, 2008
D.A. DAVIDSON & CO.
BD
CRD#: 199
GREAT FALLS, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/22/2026)
RR
Utah(2/19/2026)
IAR
Utah(2/20/2026)
RR
Wyoming(4/20/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
379
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| ARIAS, CARLOS ALONSO | MANAGER | 3174333 |
| BEJASA, EILEEN | MANAGER | 7002808 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND MANAGER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| FLOUM, JOEL IRA | MANAGER | 2405754 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MENACHER, EILEEN RENEE | MANAGER | 4929896 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND MANAGER | 5025315 |
| STEINER, STEPHEN WARD | CHIEF OPERATIONS OFFICER AND MANAGER | 2259345 |
| TRIPLETT, SHANE T | MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,992 |
| AUM (Assets Under Management) | $ 1,796,069,079 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP ADVISORS, LLC
CRD#: 14455Riverton, UT 84096TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
