Charles J. Emanuel

APEX STRATEGIC WEALTH

CHATTANOOGA, TN 37409

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CRD#: 5540246

Professional summary

Charles Jonathan Emanuel, who also goes by C. Jonathan Emanuel, Jonathan Emanuel, is a registered financial advisor currently at APEX STRATEGIC WEALTH, LLC located in Chattanooga, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Charles has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

C. Jonathan Emanuel | Jonathan Emanuel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jonathan Emanuel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2020 - Present

APEX STRATEGIC WEALTH, LLC

Office #1: 3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409

RIA

CRD#: 308569

CHATTANOOGA, TN

Past

February 7, 2017 - June 30, 2020

INNOVATIVE ADVISORY PARTNERS, LLC

RIA

CRD#: 156135

SIGNAL MOUNTAIN, TN

Past

June 30, 2014 - July 29, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHATTANOOGA, TN

Past

May 22, 2014 - July 7, 2015

LPL FINANCIAL LLC

CRD#: 6413

CHATTANOOGA, TN

Past

May 13, 2014 - December 31, 2016

INNOVATIVE ADVISORY PARTNERS, LLC

RIA

CRD#: 156135

HIXSON, TN

Past

January 27, 2011 - March 26, 2014

BARNETT & CO INC

RIA

CRD#: 105867

CHATTANOOGA, TN

Past

August 18, 2008 - December 17, 2009

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHATTANOOGA, TN

Past

July 24, 2008 - December 17, 2009

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHATTANOOGA, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX STRATEGIC WEALTH, LLC

APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL

CRD#: 308569 / SEC#: 801-118732

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2014

General Securities Representative Examination

Current Firm

APEX STRATEGIC WEALTH, LLC

APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL

CRD#: 308569 / SEC#: 801-118732

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

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Contact information

Main Address

3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409

Mailing Address

Phone number

(423) 267-0046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEX STRATEGIC WEALTH ADV PART 2A (5/29/2025)

APEX STRATEGIC WEALTH ADV PART 2, APPENDIX 1 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	1,331
AUM (Assets Under Management)	$ 227,271,694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Emanuel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jonathan Emanuel's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE ADVISORY PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INNOVATIVE ADVISORY PARTNERS, LLC

BARNETT & CO INC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

APEX STRATEGIC WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/2014

Series 66

Date: 8/15/2008

SIE

Date: 7/7/2015

Series 7

Date: 5/21/2014

Current Firm

APEX STRATEGIC WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX STRATEGIC WEALTH, LLC

TRUST BUT VERIFY

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