Michael T. Simpson
VISIONARY HORIZONS
KNOXVILLE, TN 37932
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CRD#: 5540027
Professional summary
Michael Thomas Simpson, CFP®, who also goes by Mike T Simpson, is a registered financial advisor currently at VISIONARY HORIZONS, LLC located in Knoxville, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike T Simpson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE AGENT; NATURE OF OBA: INSURANCE SALES LIFE, DISABILITY, LTC AND FIXED ANNUITY SALES. 5 HRS/MONTH DURING TRADING.; 5% TIME SPENT 2. VISIONARY HORIZONS WEALTH MANAGEMENT, LLC 620 MABRY HOOD RD, SUITE 301, KNOXVILLE, TN 37932 2/1/2013-PRESENT, 25 HRS/MONTH, 15 HRS DURING TRADING INSURANCE SALES AGENT, INVESTMENT RELATED 3. PKS FINANCIAL, 18 CORPORATE WOODS BLVD, ALBANY, NY 12211. 1/2015-PRESENT, LIFE, DISABILITY, LTC AND FIXED ANNUITY SALES. 5 HRS/MONTH DURING TRADING. 4. ARC-USA; NOT INVESTMENT RELATED; 11235 WEST POINTE DRIVE SUITE 301 KNOXVILLE, TN 37934; ARAB CHRISTIAN REFUGEE ASSISTANCE; CHAIRMAN OF THE BOARD; 1/2014; 2 HOURS/MONTH; 0 DURING SECURITIES HOURS; CONTACT AND ASSIST ARAB CHRISTIAN REFUGEES IN THE ATTEMPTS TO ASSIMILATE INTO THE LOCAL COMMUNITY. 5. CHURCH STREET UNITED METHODIST CHURCH; NOT INVESTMENT RELATED; 900 HENLEY STREET KNOXVILLE, TN; CHURCH FOOD SERVICES COMMITTEE; 01/2017; 5 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING; VOLUNTEER TO HELP WITH CHURCH EVENTS REQUIRING USE OF CHURCH KITCHEN. 6. FRIENDS AGAINST PARENTAL ALIENATION; NOT INVESTMENT RELATED; 620 MABRY HOOD ROAD SUITE 102 KNOXVILLE, TN; ADVICE AND LOGISTICAL SUPPORT TO VICTIMS; CHAIRMAN OF THE BOARD; 11/2016; 4 HOURS/MONTH; 2 HOURS/MONTH DURING SECURITIES TRADING HOURS; GUIDE AND DIRECT OTHER BOARD MEMBERS IN THE CREATION AND COMMUNICATION OF TEMPLATES AND GUIDELINES TO HELP FAMILIES DEALING WITH PARENTAL ALIENATION. 7. KNOXVILLE DOWNTOWN SERTOMA CLUB; NOT INVESTMENT RELATED; 747 WORLDS FAIR PARK DR KNOXVILLE, TN 37902; COMMUNITY SERVICE AND PHILANTHROPY; CHAIRMAN OF THE BOARD; 1/1990; 10 HOURS/MONTH; 8 HOURS/MONTH DURING SECURITIES TRADING HOURS; LEAD CLUB MEMBERS IN ORGANIZING AND CARRYING OUT SERVICE AND PHILANTHROPIC EFFORTS IN THE COMMUNITY 8. KNOXVILLE HABITAT FOR HUMANITY; NOT INVESTMENT RELATED; 1501 WASHINGTON AVE KNOXVILLE, TN 37917; ADVICE AND LOGISTICAL SUPPORT TO VICTIMS; CHAIRMAN OF THE BOARD; 11/2016; 4 HOURS/MONTH; 2 HOURS/MONTH DURING SECURITIES HOURS; GUIDE AND DIRECT OTHER BOARD MEMBERS IN THE CREATION AND COMMUNICATION OF TEMPLATES AND GUIDELINES TO HELP FAMILIES DEALING WITH PARENTAL ALIENATION
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 18, 2014 - Present
VISIONARY HORIZONS, LLC
Office #1: 620 Mabry Hood Rd Suite 301, Knoxville, TN 37932RIA
CRD#: 150483
KNOXVILLE, TN
Past
September 2, 2014 - August 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KNOXVILLE, TN
Past
September 15, 2009 - February 8, 2013
C & J WEALTH ADVISORS
RIA
CRD#: 133293
OAK RIDGE, TN
Past
September 14, 2009 - April 30, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OAK RIDGE, TN
Past
February 13, 2009 - August 31, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
KNOXVILLE, TN
Past
December 18, 2008 - August 31, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/18/2014)
IAR
Texas(6/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Rd Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
(865) 675-8496
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,229 |
| AUM (Assets Under Management) | $ 291,415,668 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VISIONARY HORIZONS, LLC
CRD#: 150483Knoxville, TN 37932TRUST BUT VERIFY
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