VM
Vanessa M. Moore
ZEPHYR WEALTH MANAGEMENT
Westlake Village, CA 91362
Some features on this profile are disabled
CRD#: 5539946
VM
Professional summary
Vanessa Marie Moore, who also goes by Vanessa Marie De Vere, Vanessa Marie Devere, Vanessa Devere, Vanessa Moore, is a registered financial advisor currently at ZEPHYR WEALTH MANAGEMENT located in Westlake Village, California and OSAIC WEALTH, INC. located in Senoia, Georgia.
Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Vanessa has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vanessa Marie De Vere | Vanessa Marie Devere | Vanessa Devere | Vanessa Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZEPHYR INVESTMENT MANAGEMENT. INVESTMENT RELATED. ADDRESS: 3625 E. THOUSAND OAKS BLVD, SUITE 145, WESTLAKE VILLAGE, CA. POSITION: FINANCIAL ADVISOR. DUTIES: INVESTMENT MANAGEMENT AND ADVISORY SERVICES. START: 08/2014. TIME SPENT: 10 HRS/MONTH WITH 10 HRS DURING TRADING HOURS. 2) BGA PREMIER INSURANCE. INVESTMENT RELATED. ADDRESS: 31200 VIA COLINAS, SUITE 101, WESTLAKE VILLAGE, CA. POSITION: INSURANCE AGENT. DUTIES: LIFE INSURANCE SALES. START: 10/2014. TIME SPENT: 2 HRS/MONTH WITH 2 HRS DURING TRADING HOURS. 3) THE NATIONAL BENEFIT CORPORATION. INVESTMENT RELATED. ADDRESS: 5022 GRAND RIDGE DRIVE, WEST DES MOINES, IA. POSITION: INSURANCE AGENT. DUTIES: LIFE INSURANCE SALES. START: 07/2016. TIME SPENT: 2 HRS/MONTH WITH 2 HRS DURING TRADING HOURS. 4) THE FRINGE BENEFIT GROUP POSITION: Sales NATURE: Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2014 ADDRESS: 11910 ANDERSON MILL, Austin TX 78726, United States DESCRIPTION: Insurance quotes and sales. 5) FLYNN ASSOCIATES POSITION: Sales NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2013 ADDRESS: 21600 Oxnard Street, Woodland HIlls CA 91367, United States DESCRIPTION: Term Life Insurance Sales 6) VM FINANCIAL POSITION: President NATURE: S Corp, consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/12/2017 ADDRESS: 1188 Dead Oak Road, Senoia GA 30276, United States DESCRIPTION: VM Financial is my S Corp. My revenue flows through the corporation and I pay my employee, William Chenette through it.
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Marie Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2016 - Present
ZEPHYR WEALTH MANAGEMENT
Office #1: 3625 E. Thousand Oaks Blvd. Suite 145, Westlake Village, CA 91362RIA
CRD#: 166303
Westlake Village, CA
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
SENOIA, GA
Past
August 13, 2014 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SENOIA, GA
Past
June 27, 2008 - August 19, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZW
ZEPHYR WEALTH MANAGEMENT
ZEPHYR INVESTMENT MANAGEMENT | ZEPHYR WEALTH MANAGEMENT | ZEPHYR INVESTMENT MANAGEMENT, INC.
CRD#: 166303 / SEC#: 801-118365
RIA
Registered Investment Advisory firm - (4/2/2020 Approved)California
Registered Investment Advisory firm - (5/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/27/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(12/12/2016)
RR
California(11/3/2023)
RR
Georgia(11/3/2023)
RR
Michigan(11/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ZW
ZEPHYR WEALTH MANAGEMENT
ZEPHYR INVESTMENT MANAGEMENT | ZEPHYR WEALTH MANAGEMENT | ZEPHYR INVESTMENT MANAGEMENT, INC.
CRD#: 166303 / SEC#: 801-118365
RIA
Registered Investment Advisory firm - (4/2/2020 Approved)California
Registered Investment Advisory firm - (5/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/27/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3625 E. Thousand Oaks Blvd. Suite 145, Westlake Village, CA 91362
Mailing Address
Phone number
(805) 496-6810
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 666 |
| AUM (Assets Under Management) | $ 421,386,448 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
