Luke R. Mccarty

MCCARTY WEALTH

ROCKLEDGE, FL 32955

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CRD#: 5539780

Professional summary

Luke Ryan Mccarty, CFP® is a registered financial advisor currently at MCCARTY WEALTH located in Rockledge, Florida.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Luke has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

owner and a licensed insurance agent with McCarty Wealth Insurance Services LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Ryan Mccarty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 19, 2025 - Present

MCCARTY WEALTH

Office #1: 4175 Us 1 Suite 101, Rockledge, FL 32955

RIA

CRD#: 333888

ROCKLEDGE, FL

Past

October 30, 2019 - February 21, 2025

PROSTATIS FINANCIAL ADVISORS GROUP

RIA

CRD#: 132662

Melbourne, FL

Past

September 11, 2019 - February 18, 2025

WORLD EQUITY GROUP, INC.

CRD#: 29087

Melbourne, FL

Past

March 5, 2018 - August 22, 2019

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

Kansas City, MO

Past

March 5, 2018 - August 22, 2019

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

August 28, 2014 - February 2, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OVERLAND PARK, KS

Past

July 29, 2014 - February 2, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/19/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/9/2015

General Securities Sales Supervisor - Options Module Examination

Current Firm

MCCARTY WEALTH

MCCARTY WEALTH | MCCARTY WEALTH, LLC | MCCARTY WEALTH LLC

CRD#: 333888 / SEC#:

Florida

Registered Investment Advisory firm - (2/19/2025 Approved)

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Contact information

Main Address

4175 Us 1 Suite 101, Rockledge, FL 32955

Mailing Address

Phone number

(321) 221-7870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luke R. Mccarty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Ryan Mccarty's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSTATIS FINANCIAL ADVISORS GROUP

WORLD EQUITY GROUP, INC.

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2014

Series 10

Date: 6/19/2015

Series 9

Date: 3/9/2015

Current Firm

MCCARTY WEALTH

Contact information

Documents

Red Flags

Company Information

MCCARTY WEALTH

TRUST BUT VERIFY

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