Eric W. Thomas
Professional summary
Eric Walter Thomas, CFP® is a registered financial advisor currently at CLARITY CAPITAL MANAGEMENT LLC located in Tigard, Oregon.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Walter Thomas's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
March 19, 2021 - Present
CLARITY CAPITAL MANAGEMENT LLC
November 5, 2019 - March 9, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2019 - March 9, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
March 6, 2012 - October 7, 2019
M HOLDINGS SECURITIES, INC.
March 6, 2012 - October 7, 2019
M HOLDINGS SECURITIES, INC.
January 3, 2011 - October 19, 2011
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - October 19, 2011
VOYA FINANCIAL ADVISORS, INC.
July 15, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
October 16, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/19/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
CLARITY CAPITAL MANAGEMENT LLC
CRD#: 290179 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 387 |
| AUM (Assets Under Management) | $ 63,394,726 |
Red Flags
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